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KEWAUNEE SCIENTIFIC CORP /DE/ — Director's Dealing 2021
Jun 22, 2021
34045_dirs_2021-06-22_1e4a45ad-1972-4d85-a275-b8df5f85b989.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEWAUNEE SCIENTIFIC CORP /DE/ (KEQU)
CIK: 0000055529
Period of Report: 2021-06-21
Reporting Person: Gardner Donald T. III (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-21 | Common Stock | M | 554 | — | Acquired | 3523 | Direct |
| 2021-06-21 | Common Stock | F | 160 | $12.60 | Disposed | 3363 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-21 | Restricted Stock Units | $ | M | 554 | Disposed | Common Stock (554.0) | Direct |
Footnotes
F1: Restricted stock units convert to common stock on a one-for-one basis.
F2: On June 19, 2019, the reporting person was granted restricted stock units that vest as follows: (a) 30% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning June 19, 2020, subject to the reporting person's continued employment with the Company; and (b) 70% of the number of restricted stock units subject to the award consist of performance-based restricted stock units that will vest only if performance goals are achieved over a three-year period. The actual number of units (if any) received under this award will depend on continued employment and actual performance over the three-year performance period.