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KEWAUNEE SCIENTIFIC CORP /DE/ — Director's Dealing 2016
Jul 12, 2016
34045_dirs_2016-07-12_d02ef85a-89e4-4d6f-a18e-a8f25e135cbd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEWAUNEE SCIENTIFIC CORP /DE/ (KEQU)
CIK: 0000055529
Period of Report: 2016-07-12
Reporting Person: SHUMAKER WILLIAM A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-12 | Common Stock | M | 3750 | $14.69 | Acquired | 44841 | Direct |
| 2016-07-12 | Common Stock | F | 2825 | $19.5 | Disposed | 42016 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-12 | Option to Buy | $14.69 | M | 3750 | Disposed | 2016-07-31 | Common Stock (3750) | Direct |
Footnotes
F1: Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon this exercise as reported below on this Form 4 report.
F2: Employee stock option granted under Employee Stock Option plan under Rule 16b-3.
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