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KEWAUNEE SCIENTIFIC CORP /DE/ — Director's Dealing 2012
Jul 12, 2012
34045_dirs_2012-07-12_85e6cf06-7a7a-4b65-a3f9-2359968e9eb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEWAUNEE SCIENTIFIC CORP /DE/ (KEQU)
CIK: 0000055529
Period of Report: 2012-07-10
Reporting Person: SHUMAKER WILLIAM A (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-10 | Common Stock | M | 4000 | $9.1 | Acquired | 38039 | Direct |
| 2012-07-10 | Common Stock | F | 2916 | $12.48 | Disposed | 35123 | Direct |
| 2012-07-11 | Common Stock | P | 250 | $12.195 | Acquired | 35373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-10 | Option to Buy | $9.1 | M | 4000 | Disposed | 2012-08-28 | Common Stock (4000) | Direct |
Footnotes
F1: Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon this exercise as reported on the next line of this Form 4 report.
F2: Employee stock option granted under Employee Stock Option Plan under Rule 16b-3.
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