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Keurig Dr Pepper Inc. — Director's Dealing 2023
Mar 15, 2023
30106_dirs_2023-03-15_f9a9cd67-b57f-498e-a77b-39291291115b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Keurig Dr Pepper Inc. (KDP)
CIK: 0001418135
Period of Report: 2023-03-13
Reporting Person: Johnson Roger Frederick (Chief Supply Chain Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-13 | Common Stock | M | 11092 | $0.00 | Acquired | 73922 | Direct |
| 2023-03-13 | Common Stock | F | 3256 | $34.25 | Disposed | 70666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-13 | Restricted Stock Unit | $ | M | 11092 | Disposed | Common Stock (11092) | Direct |
Footnotes
F1: Restricted Stock units convert into common stock on a one-for-one basis.
F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
F3: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.