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Keurig Dr Pepper Inc. Director's Dealing 2018

Mar 6, 2018

30106_dirs_2018-03-06_3655eeb5-042b-44c8-a951-0242ef992cac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Dr Pepper Snapple Group, Inc. (DPS)
CIK: 0001418135
Period of Report: 2018-03-02

Reporting Person: Hobson Derry L. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-02 Common Stock M 3409 $0.00 Acquired 9799 Direct
2018-03-02 Common Stock J 252 $0.00 Acquired 10051 Direct
2018-03-02 Common Stock F 1180 $0.00 Disposed 8871 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-02 Restricted Stock Unit $0.00 A 8602 Acquired Common Stock (8602) Direct
2018-03-02 Restricted Stock Units $0.00 M 3409 Disposed Common Stock (3409) Direct

Footnotes

F1: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

F2: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018.

F3: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.

F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F5: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F6: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.