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Keurig Dr Pepper Inc. — Director's Dealing 2017
Mar 6, 2017
30106_dirs_2017-03-06_a418a6ed-187e-4f3f-9a80-f457ddd38b91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dr Pepper Snapple Group, Inc. (DPS)
CIK: 0001418135
Period of Report: 2017-03-02
Reporting Person: YOUNG LARRY D (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-03 | Common Stock | M | 46439 | $0.00 | Acquired | 255970 | Direct |
| 2017-03-03 | Common Stock | J | 3507 | $0.00 | Acquired | 259477 | Direct |
| 2017-03-03 | Common Stock | F | 20306 | $0.00 | Disposed | 239171 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-02 | Employee Stock Option (Right to Buy) | $94.62 | A | 120616 | Acquired | 2027-03-02 | Common Stock (120616) | Direct |
| 2017-03-02 | Restricted Stock Unit | $0.00 | A | 19023 | Acquired | Common Stock (19023) | Direct | |
| 2017-03-03 | Restricted Stock Units | $0.00 | M | 46439 | Disposed | Common Stock (46439) | Direct |
Footnotes
F1: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.
F2: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.
F3: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.
F4: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.
F5: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
F6: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.
F7: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.