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Keurig Dr Pepper Inc. — Director's Dealing 2017
Mar 13, 2017
30106_dirs_2017-03-13_24a7f738-a111-4e58-8abf-db50c3a6e6a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dr Pepper Snapple Group, Inc. (DPS)
CIK: 0001418135
Period of Report: 2017-03-10
Reporting Person: Hobson Derry L. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock | M | 6045 | $91.98 | Acquired | 8700 | Direct |
| 2017-03-10 | Common Stock | S | 6045 | $94.536 | Disposed | 2655 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Employee Stock Option (Right to Buy) | $91.98 | M | 6045 | Disposed | 2026-03-02 | Common Stock (6045) | Direct |
Footnotes
F1: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.50-$94.59. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.