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Keurig Dr Pepper Inc. — Director's Dealing 2017
May 19, 2017
30106_dirs_2017-05-19_9cbf969d-b3dc-4d3d-9b7f-19479b5d009e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dr Pepper Snapple Group, Inc. (DPS)
CIK: 0001418135
Period of Report: 2017-05-18
Reporting Person: ROCHE JOYCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-18 | Common Stock | M | 524 | $47.67 | Acquired | 12460 | Direct |
| 2017-05-18 | Common Stock | J | 42 | $0.00 | Acquired | 12502 | Direct |
| 2017-05-18 | Common Stock | M | 349 | $71.60 | Acquired | 12851 | Direct |
| 2017-05-18 | Common Stock | J | 18 | $0.00 | Acquired | 12869 | Direct |
| 2017-05-18 | Common Stock | M | 271 | $92.23 | Acquired | 13140 | Direct |
| 2017-05-18 | Common Stock | J | 7 | $0.00 | Acquired | 13147 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-18 | Deferred Stock Units | $0.00 | M | 524 | Disposed | Common Stock (524) | Direct | |
| 2017-05-18 | Deferred Stock Units | $0.00 | M | 349 | Disposed | Common Stock (349) | Direct | |
| 2017-05-18 | Deferred Stock Units | $0.00 | M | 271 | Disposed | Common Stock (271) | Direct |
Footnotes
F1: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.
F2: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with
respect to the shares referenced in footnote (1) above) that settled on May 18, 2017.
F3: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.
F4: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (3) above) that settled on May 18, 2017.
F5: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.
F6: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (5) above) that settled on May 18, 2017.
F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.
F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.