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Keurig Dr Pepper Inc. — Director's Dealing 2014
Feb 27, 2014
30106_dirs_2014-02-27_c134f4fa-ab06-4734-ba10-59a0605653f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dr Pepper Snapple Group, Inc. (DPS)
CIK: 0001418135
Period of Report: 2014-02-25
Reporting Person: ELLEN MARTIN M (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-25 | Common Stock | A | 8867 | $0.00 | Acquired | 8867 | Direct |
| 2014-02-25 | Common Stock | F | 3383 | $0.00 | Disposed | 5484 | Direct |
| 2014-02-27 | Common Stock | S | 5484 | $51.3638 | Disposed | 0 | Direct |
Footnotes
F1: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 25, 2014. 3,383 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.
F2: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.31-$51.43. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: 55,000 shares are beneficially owned by Martin Robin Partners, L.P.,in which the reporting person has a pecuniary interest.