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KEMPER Corp — Director's Dealing 2020
Aug 7, 2020
31316_dirs_2020-08-07_0cdd3168-8b0b-4e5d-9abc-d89214651163.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEMPER Corp (KMPR)
CIK: 0000860748
Period of Report: 2020-08-05
Reporting Person: Evans Carl Thomas Jr. (EVP, Sec. & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-05 | Common Stock | S | 4300 | $81.31 | Disposed | 37486 | Indirect |
| 2020-08-05 | Common Stock | S | 1000 | $82.18 | Disposed | 36486 | Indirect |
| 2020-08-05 | Common Stock | M | 4000 | $36.17 | Acquired | 4000 | Direct |
| 2020-08-05 | Common Stock | F | 2764 | $81.40 | Disposed | 1236 | Direct |
| 2020-08-05 | Common Stock | M | 6331 | $27.71 | Acquired | 7567 | Direct |
| 2020-08-05 | Common Stock | F | 4007 | $81.40 | Disposed | 3560 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-05 | Employee Stock Option | $36.17 | M | 4000 | Disposed | 2025-02-04 | Common Stock (4000.0) | Direct |
| 2020-08-05 | Employee Stock Option | $27.71 | M | 6331 | Disposed | 2026-03-01 | Common Stock (6331.0) | Direct |
Footnotes
F1: This is the weighted average sale price per share for the transactions executed on 8/5/2020. These sales were executed in multiple lots at prices ranging from $80.84 through $81.81 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Commission staff, the issurer or security holder of the issurer.
F2: This is the weighted average sale price per share for the transactions executed on 8/5/2020. These sales were executed in multiple lots at prices ranging from $81.90 through $82.46 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Commission staff, the issurer or security holder of the issurer.
F3: Shares withheld to pay for the exercise prices and/or taxes in connection with the transaction.
F4: Option shares vest in four equal consecutive annual installments beginning on 8/4/2015.
F5: Option shares vest in four equal consecutive annual installments beginning on 9/1/2016.