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KEMPER Corp — Director's Dealing 2013
Nov 6, 2013
31316_dirs_2013-11-06_72f2923e-fac0-415a-85d0-faa3db84c2d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEMPER Corp (KMPR)
CIK: 0000860748
Period of Report: 2013-11-05
Reporting Person: SOUTHWELL DONALD GENE (Director, Chairman, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-05 | Common Stock | S | 15000 | $38.3592 | Disposed | 183208 | Direct |
| 2013-11-05 | Common Stock | M | 62500 | $23.65 | Acquired | 245708 | Direct |
| 2013-11-05 | Common Stock | F | 49946 | $38.06 | Disposed | 195762 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-05 | Employee Stock Option | $23.65 | M | 62500 | Disposed | 2020-02-02 | Common Stock (62500) | Direct |
Footnotes
F1: This is the weighted average sale price per share for the transactions executed on 11/5/13. These sales were executed in multiple lots at prices ranging from $38.00 through $38.85 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or a security holder of the issuer.
F2: This represents shares withheld by the Issuer for payment of the exercise price and taxes due in connection with the exercise disclosed in Table II.
F3: Option to buy stock with tandem stock appreciation right.
F4: Options vested in four equal consecutive annual installments beginning 8/2/2010.
F5: Following the last transaction reported in this table, the reporting person holds a total of 767,274 outstanding stock option shares under Kemper Corporation equity compensation plans.