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KEMPER Corp — Director's Dealing 2013
Nov 7, 2013
31316_dirs_2013-11-07_f5c9ae50-2b96-4882-baed-6f10c4eaa7b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEMPER Corp (KMPR)
CIK: 0000860748
Period of Report: 2013-11-05
Reporting Person: VIE RICHARD CARL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-05 | Common Stock | S | 900 | $38.6847 | Disposed | 91612 | Direct |
| 2013-11-06 | Common Stock | S | 1600 | $37.845 | Disposed | 90012 | Direct |
| 2013-11-06 | Common Stock | M | 4000 | $31.50 | Acquired | 94012 | Direct |
| 2013-11-06 | Common Stock | G | 4000 | — | Disposed | 90012 | Direct |
| 2013-11-06 | Common Stock | G | 4000 | — | Acquired | 12000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-07 | Stock Option | $31.50 | M | 4000 | Disposed | 2023-05-01 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 164 | Indirect |
| Common Stock | 4000 | Indirect |
Footnotes
F1: This is the weighted average sale price per share for the transactions executed on 11/5/13. These sales were executed in multiple lots at prices ranging from $38.31 through $38.78 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or a security holder of the issuer.
F2: This is the weighted average sale price per share for the transactions executed on 11/6/13. These sales were executed in multiple lots at prices ranging from $37.73 through $37.9105 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or a security holder of the issuer.
F3: Option to buy stock with tandem stock appreciation right.
F4: Following the last transaction reported in this table, the reporting person holds a total of 474,622 outstanding stock option shares under Kemper Corporation equity compensation plans.