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KEMPER Corp — Director's Dealing 2013
Dec 13, 2013
31316_dirs_2013-12-13_913cb0ea-d248-45fd-948b-9635e341bdb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEMPER Corp (KMPR)
CIK: 0000860748
Period of Report: 2013-12-11
Reporting Person: KONAR EDWARD JAMES (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-11 | Common Stock | M | 10000 | $13.55 | Acquired | 52224 | Direct |
| 2013-12-11 | Common Stock | M | 9980 | $23.65 | Acquired | 62204 | Direct |
| 2013-12-11 | Common Stock | S | 19980 | $40.1598 | Disposed | 42224 | Direct |
| 2013-12-11 | Common Stock | S | 3000 | $40.03 | Disposed | 0 | Indirect |
| 2013-12-12 | Common Stock | S | 3000 | $40.0554 | Disposed | 39224 | Direct |
| 2013-12-12 | Common Stock | M | 2520 | $23.65 | Acquired | 41744 | Direct |
| 2013-12-12 | Common Stock | S | 2520 | $40.0863 | Disposed | 39224 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-11 | Employee Stock Option | $13.55 | M | 10000 | Disposed | 2009-02-03 | Common Stock (10000) | Direct |
| 2013-12-11 | Employee Stock Option | $23.65 | M | 9980 | Disposed | 2020-02-02 | Common Stock (9980) | Direct |
| 2013-12-12 | Employee Stock Option | $23.65 | M | 2520 | Disposed | 2020-02-02 | Common Stock (2520) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6298.59 | Indirect |
Footnotes
F1: This is the weighted average sale price per share for these transactions executed on 12/11/13. These sales were executed in multiple lots at prices ranging from $40.025 through $40.32 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or a security holder of the issuer.
F2: This is the weighted average sale price per share for these transactions executed on 12/12/13. These sales were executed in multiple lots at prices ranging from $40.05 through $40.11 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or a security holder of the issuer.
F3: This is the weighted average sale price per share for these transactions executed on 12/12/13. These sales were executed in multiple lots at prices ranging from $40.00 through $40.14 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or a security holder of the issuer.
F4: Option to buy stock with tandem stock appreciation right.
F5: Option vests in four equal, consecutive annual installments beginning 8/3/2009.
F6: Option vests in four equal, consecutive annual installments beginning 8/2/2010.
F7: Following the last transaction reported in this table, the reporting person holds a total of 88,564 option shares under the Kemper Corporation equity compensation plans.