AI assistant
KEMPER Corp — Director's Dealing 2013
Feb 5, 2013
31316_dirs_2013-02-05_295cb726-c9cb-440b-9c09-b931803e6ef0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEMPER Corp (KMPR)
CIK: 0000860748
Period of Report: 2013-02-02
Reporting Person: SOUTHWELL DONALD GENE (Director, Chairman, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-02 | Common Stock | F | 4893 | $33.63 | Disposed | 193107 | Direct |
| 2013-02-02 | Common Stock | A | 2100 | — | Acquired | 195207 | Direct |
| 2013-02-02 | Common Stock | F | 679 | $33.63 | Disposed | 194528 | Direct |
| 2013-02-04 | Common Stock | A | 15000 | — | Acquired | 209528 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | Employee Stock Option | $33.45 | A | 80000 | Acquired | 2023-02-04 | Common Stock (80000) | Direct |
Footnotes
F1: Withholding of shares to satisfy tax withholding obligations due upon vesting of restricted stock.
F2: Shares issued under the Kemper Corporation 2011 Omnibus Equity Plan pursuant to the 2010 restricted stock award granted to the reporting person.
F3: Withholding of shares to satisfy tax withholding obligations due upon granting of the award.
F4: Award of restricted stock under the Kemper Corporation 2011 Omnibus Equity Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement.
F5: Option vests in four equal, consecutive annual installments beginning 8/4/2013.
F6: Following the last transaction reported in this table, the reporting person holds a total of 939,016 option shares under the Kemper Corporation equity compensation plans.