AI assistant
KELLANOVA — Director's Dealing 2023
Oct 4, 2023
30162_dirs_2023-10-04_ddf201a5-a2f0-4d2b-b334-4dd58a87b495.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KELLANOVA (K)
CIK: 0000055067
Period of Report: 2023-10-02
Reporting Person: FORCHE KURT D (VP-Corporate Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 8941.9747 | Direct |
| Common | 118.7940 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | 2026-02-17 | Common (2302.0000) | 2302.0000 | Direct |
| Restricted Stock Units | $ | 2025-02-18 | Common (2130.0000) | 2130.0000 | Direct |
| Restricted Stock Units | $ | 2024-02-19 | Common (2521.0000) | 2521.0000 | Direct |
| Stock Option | $50.1800 | 2029-02-22 | Common (11023.0000) | 11023.0000 | Direct |
| Stock Option | $51.2300 | 2031-02-19 | Common (11419.0000) | 11419.0000 | Direct |
| Stock Option | $57.9600 | 2030-02-21 | Common (9497.0000) | 9497.0000 | Direct |
| Stock Option | $61.6200 | 2028-02-16 | Common (4205.0000) | 4205.0000 | Direct |
| Stock Option | $64.4800 | 2027-02-17 | Common (3165.0000) | 3165.0000 | Direct |
| Stock Option | $66.8000 | 2026-02-19 | Common (2600.0000) | 2600.0000 | Direct |
Footnotes
F1: Excludes dividends reinvested after January 1, 2023.
F2: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.
F3: The restricted stock units vest on February 17, 2026, the third anniversary of the grant date.
F4: On October 2, 2023, Kellanova (f/k/a Kellogg Company) ("Kellanova") completed a prorata spinoff distribution ("Distribution") of all of its shares of WK Kellogg Co. In connection with the Distribution, pursuant to the terms of the Employee Matters Agreement, dated as of September 29, 2023 by and between Kellanova and WK Kellogg Co, equity awards held by the Reporting Person, and where applicable, exercise prices, were equitably adjusted.
F5: The restricted stock units vest on February 18, 2025, the third anniversary of the grant date.
F6: The restricted stock units vest on February 19, 2024, the third anniversary of the grant date.
F7: The option vests in three equal annual installments beginning February 22, 2020.
F8: The option vests in three equal annual installments beginning February 19, 2022.
F9: The option vests in three equal annual installments beginning February 21, 2021.
F10: The option vests in three equal annual installments beginning February 16, 2019.
F11: The option vests in three equal annual installments beginning February 17, 2018.
F12: The option vests in three equal annual installments beginning February 19, 2017.