KELLANOVA — Director's Dealing 2021

Feb 12, 2021

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: KELLOGG CO (K)
CIK: 0000055067
Period of Report: 2021-01-02

Reporting Person: PILNICK GARY H (Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-04	Common	G	27022.2948	$0.0000	Disposed	32489.4262	Direct
2020-11-17	Common	G	231.0000	$0.0000	Disposed	32258.4262	Direct
2020-11-30	Common	G	24448.7429	$0.0000	Disposed	7809.6833	Direct
2021-01-02	Common	J	1.4534	$0.0000	Acquired	7811.1368	Direct
2021-01-02	Common	J	9.7156	$0.0000	Acquired	276.3150	Indirect
2020-05-04	Common	G	27022.2948	$0.0000	Acquired	27022.2948	Indirect
2020-11-30	Common	G	24448.7429	$0.0000	Acquired	51471.0377	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-29	Stock Option	$69.6600	G	60600.0000	Disposed	2028-02-16	Common (60600.0000)	Direct
2020-05-29	Stock Option	$72.9000	G	54100.0000	Disposed	2027-02-17	Common (54100.0000)	Direct
2020-05-29	Stock Option	$75.5200	G	62200.0000	Disposed	2026-02-19	Common (62200.0000)	Direct
2020-05-29	Stock Option	$64.0900	G	49300.0000	Disposed	2025-02-20	Common (49300.0000)	Direct
2020-05-29	Stock Option	$59.9500	G	64800.0000	Disposed	2024-02-21	Common (64800.0000)	Direct
2020-05-29	Stock Option	$65.5200	G	39890.0000	Disposed	2030-02-21	Common (39890.0000)	Direct
2020-05-29	Stock Option	$60.0100	G	50200.0000	Disposed	2023-02-22	Common (50200.0000)	Direct
2020-05-29	Stock Option	$56.7300	G	73660.0000	Disposed	2029-02-22	Common (73660.0000)	Direct
2021-01-02	Restricted Stock Units	$	J	289.6040	Acquired	2023-02-21	Common (289.6040)	Direct
2021-01-02	Restricted Stock Units	$	J	139.0500	Acquired	2022-02-22	Common (139.0500)	Direct
2020-05-29	Stock Option	$69.6600	G	60600.0000	Acquired	2028-02-16	Common (60600.0000)	Indirect
2020-05-29	Stock Option	$72.9000	G	54100.0000	Acquired	2027-02-17	Common (54100.0000)	Indirect
2020-05-29	Stock Option	$75.5200	G	62200.0000	Acquired	2026-02-19	Common (62200.0000)	Indirect
2020-05-29	Stock Option	$64.0900	G	49300.0000	Acquired	2025-02-20	Common (49300.0000)	Indirect
2020-05-29	Stock Option	$59.9500	G	64800.0000	Acquired	2024-02-21	Common (64800.0000)	Indirect
2020-05-29	Stock Option	$65.5200	G	39890.0000	Acquired	2030-02-21	Common (39890.0000)	Indirect
2020-05-29	Stock Option	$60.0100	G	50200.0000	Acquired	2023-02-22	Common (50200.0000)	Indirect
2020-05-29	Stock Option	$56.7300	G	73660.0000	Acquired	2029-02-22	Common (73660.0000)	Indirect

Footnotes

F1: This transaction involved a gift of securities by the reporting person to trusts for the benefit of his spouse and children.

F2: Shares acquired under the Company's Dividend Reinvestment Plan in 2020.

F3: Includes shares acquired under the Company's 2002 Employee Stock Purchase Plan in 2020.

F4: Shares increased to the filer's Company Stock Fund account under the Kellogg Company Savings and Investment Plan during 2020.

F5: This transaction involved a gift of securities by the reporting person to a trust for the benefit of his spouse.

F6: The option vests in three equal annual installments beginning February 16, 2019.

F7: The option vested in three equal annual installments beginning February 17, 2018.

F8: The option vested in three equal annual installments beginning February 19, 2017.

F9: The option vested in three equal annual installments beginning February 20, 2016.

F10: The option vested in three equal annual installments beginning February 21, 2015.

F11: The option vests in three equal annual installments beginning February 21, 2021.

F12: The option vested in three equal annual installments beginning February 22, 2014.

F13: The option vests in three equal annual installments beginning February 22, 2020.

F14: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.

F15: Reflects dividend equivalents from automatic reinvestment of dividends.