AI assistant
KELLANOVA — Director's Dealing 2020
Aug 4, 2020
30162_dirs_2020-08-04_92b1f845-0ec7-492e-b683-e14631173008.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KELLOGG CO (K)
CIK: 0000055067
Period of Report: 2020-08-03
Reporting Person: AMAYA NICOLAS (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-03 | Common | M | 2300.0000 | $52.5300 | Acquired | 4738.0000 | Direct |
| 2020-08-03 | Common | M | 2000.0000 | $53.0100 | Acquired | 6738.0000 | Direct |
| 2020-08-03 | Common | S | 3583.0000 | $69.1664 | Disposed | 3155.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-03 | Stock Option | $52.5300 | M | 2300.0000 | Disposed | 2022-02-17 | Common (2300.0000) | Direct |
| 2020-08-03 | Stock Option | $53.0100 | M | 2000.0000 | Disposed | 2021-02-18 | Common (2000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 288.8817 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.16 to $69.17, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: Reflects exercise of options due to expire February 17, 2022. Mr. Amaya took all of the after tax proceeds of the option exercise in Kellogg stock, increasing his share ownership by 389 shares.
F3: The option vests in three equal annual installments beginning February 17, 2013.
F4: Reflects exercise of options due to expire February 18, 2021. Mr. Amaya took all of the after tax proceeds of the option exercise in Kellogg stock, increasing his share ownership by 328 shares.
F5: The option vests in three equal annual installments beginning February 18, 2012.