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Kearny Financial Corp. — Director's Dealing 2021
Jan 8, 2021
33011_dirs_2021-01-08_0c98460f-0a3c-4f2e-8043-894eb6409aad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Kearny Financial Corp. (KRNY)
CIK: 0001617242
Period of Report: 2021-01-07
Reporting Person: Suchodolski Keith (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-07 | Common Stock | A | 6300 | $0.00 | Acquired | 54816 | Direct |
| 2021-01-07 | Common Stock | F | 6728 | $11.22 | Disposed | 48088 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6512 | Indirect |
| Common Stock | 8899 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $13.38 | 2029-01-07 | Common Stock (75000) | 75000 | Direct |
| Stock Options | $15.35 | 2026-12-01 | Common Stock (75000) | 75000 | Direct |
| Stock Options | $9.82 | 2025-04-01 | Common Stock (6902) | 6902 | Direct |
Footnotes
F1: Includes shares of restricted stock which vest at a rate of 20% per year commencing on January 7, 2020.
F2: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017.
F3: Stock options vest at a rate of 20% per year commencing on January 7, 2020.
F4: Stock options vest at a rate of 20% per year commencing on December 1, 2017.
F5: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F6: On January 7, 2019 the reporting person was granted 31,500 shares of restricted stock which vests at a rate of 20% per year commencing on January 7, 2020, subject to the satisfaction of certain performance criteria. The performance criteria for the fiscal year ended June 30, 2020 were met, resulting in the vesting of 6,300 shares of restricted stock.