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Kearny Financial Corp. — Director's Dealing 2017
Mar 13, 2017
33011_dirs_2017-03-13_f8b358f7-a247-4647-ad7e-caf35c972e18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Kearny Financial Corp. (KRNY)
CIK: 0001617242
Period of Report: 2017-03-10
Reporting Person: HEYER ERIC B (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock | M | 41412 | $7.3602 | Acquired | 116580 | Direct |
| 2017-03-10 | Common Stock | S | 23300 | $15.3931 | Disposed | 93280 | Direct |
| 2017-03-10 | Common Stock | S | 18112 | $15.3562 | Disposed | 75168 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Stock Options | $7.3602 | M | 41412 | Disposed | 2021-04-01 | Common Stock (41412) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12423 | Indirect |
| Common Stock | 10000 | Indirect |
| Common Stock | 23 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $15.35 | 2026-12-01 | Common Stock (150000) | 150000 | Direct |
Footnotes
F1: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017.
F2: Stock options vest at a rate of 20% per year commencing on December 1, 2017.
F3: Reflects transactions not required to be reported pursuant to Section16 of the Securities Exchange Act of 1934, as amended.
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