AI assistant
KB HOME — Director's Dealing 2019
Nov 5, 2019
31150_dirs_2019-11-05_4b87fb1e-7c58-435d-919f-bb4550f18d43.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KB HOME (KBH)
CIK: 0000795266
Period of Report: 2019-11-01
Reporting Person: MEZGER JEFFREY T (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | Common Stock | M | 188051 | $11.06 | Acquired | 1061326 | Direct |
| 2019-11-01 | Common Stock | S | 188051 | $36.24 | Disposed | 873275 | Direct |
| 2019-11-01 | Common Stock | M | 11949 | $11.06 | Acquired | 885224 | Direct |
| 2019-11-01 | Common Stock | S | 11949 | $36.24 | Disposed | 873275 | Direct |
| 2019-11-04 | Common Stock | M | 3100 | $11.06 | Acquired | 876375 | Direct |
| 2019-11-04 | Common Stock | S | 3100 | $36 | Disposed | 873275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-01 | Non-Qualified Stock Option (Right to Buy) | $11.06 | M | 188051 | Disposed | 2020-10-07 | Common Stock (188051.0) | Direct |
| 2019-11-01 | Non-Qualfied Stock Option (Right to Buy) | $11.06 | M | 11949 | Disposed | 2020-10-07 | Common Stock (11949.0) | Direct |
| 2019-11-04 | Non-Qualfied Stock Option (Right to Buy) | $11.06 | M | 3100 | Disposed | 2020-10-07 | Common Stock (3100.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.40, inclusive. The reporting person undertakes to provide to KB Home, any security holder of KB Home, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.07, inclusive.
F3: These performance-based stock options, which expire on October 7, 2020, vested in full on January 23, 2014 based on the satisfaction of the applicable performance criteria.
F4: The stock options, which expire on October 7, 2020, vested in three equal annual installments on October 7, 2011, 2012 and 2013.