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KB HOME — Director's Dealing 2009
Apr 9, 2009
31150_dirs_2009-04-09_a34e377b-a90d-489e-b4bb-4c64794ee4d0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KB HOME (KBH)
CIK: 0000795266
Period of Report: 2009-04-02
Reporting Person: Marlett Wendy L (SVP, Sales, Mark. & Comm.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11043 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy) | $13.95 | 2016-10-30 | Common Stock (10000) | Direct | |
| Non-Qualified Stock Options (right to buy) | $21.51 | 2017-10-07 | Common Stock (13334) | Direct | |
| Non-Qualified Stock Options (right to buy) | $23.13 | 2017-10-07 | Common Stock (6666) | Direct | |
| Non-Qualified Stock Options (right to buy) | $33.24 | 2018-10-24 | Common Stock (3734) | Direct | |
| Non-Qualified Stock Options (right to buy) | $33.92 | 2018-10-24 | Common Stock (7466) | Direct | |
| Non-Qualified Stock Options (right to buy) | $45.68 | 2019-10-22 | Common Stock (10000) | Direct | |
| Non-Qualified Stock Options (right to buy) | $69.63 | 2015-10-18 | Common Stock (2000) | Direct | |
| Phantom Shares | $ | 2010-07-11 | Common Stock (9326) | Direct | |
| Phantom Shares | $ | 2010-10-04 | Common Stock (10677) | Direct | |
| Phantom Shares | $ | 2011-10-03 | Common Stock (6282) | Direct | |
| Stock Appreciation Rights | $36.19 | 2017-07-12 | Common Stock (9624) | Direct | |
| Stock Appreciation Rights | $28.10 | 2017-10-04 | Common Stock (12295) | Direct | |
| Stock Appreciation Rights | $19.90 | 2018-10-02 | Common Stock (56832) | Direct |
Footnotes
F1: The Non-Qualified Stock Options are fully vested and exercisable. They vested in three equal annual installments beginning on the anniversary of the date of grant.
F2: Each Phantom Share is the economic equivalent of one share of KB Home common stock and vests in full three years after date of grant. At vesting, each Phantom Share will be paid out in cash.
F3: The Stock Appreciation Rights vest(ed) in three equal annual installments beginning on July 12, 2008, and will be paid out in cash upon exercise.
F4: The Stock Appreciation Rights vest(ed) in three equal annual installments beginning on October 4, 2008, and will be paid out in cash upon exercise.
F5: The Stock Appreciation Rights vest in three equal annual installments beginning on October 2, 2009, and will be paid out in cash upon exercise.