Kartoon Studios, Inc. — Director's Dealing 2022

Dec 9, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2022-12-07

Reporting Person: Jaffa Michael (COO, GC & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-07	Common Stock, par value $0.001 per share	M	166666	—	Acquired	333332	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-07	Restricted Stock Units	$	M	166666	Disposed		Common Stock, par value $0.001 per share (166666)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.

F2: On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.