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Kartoon Studios, Inc. — Director's Dealing 2021
Dec 30, 2021
34707_dirs_2021-12-29_fe9b9f93-d7b7-4542-a895-22607fa19025.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2021-12-07
Reporting Person: DENTON ROBERT L. (EVP Finance & Accounting)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-07 | Common Stock, par value $0.001 per share | M | 155000 | — | Acquired | 155000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-07 | Restricted Stock Units | $ | M | 155000 | Disposed | Common Stock, par value $0.001 per share (155000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.
F2: On December 7, 2020, the Reporting Person was granted 475,000 restricted stock units, vesting as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.