Kartoon Studios, Inc. — Director's Dealing 2020

Nov 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2020-11-17

Reporting Person: Heyward Andy (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-17	Common Stock, par value $0.001 per share	C	476190	$0.21	Acquired	13464282	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-17	0% Series A Convertible Preferred Stock	$0.21	C	100	Disposed		Common Stock (476190)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.001 per share	990728	Indirect
Common Stock, par value $0.001 per share	1234	Indirect

Footnotes

F1: The Reporting Person indirectly owns 990,728 shares of common stock over which the Reporting Person holds voting and dispositive power.

F2: The Reporting Person indirectly owns 1,234 shares of common stock held by Heyward Living Trust.

F3: The Preferred Stock was convertible, at the option of the Reporting Person, into shares of Common Stock.

F4: The Preferred Stock does not contain an expiration date.