Kartoon Studios, Inc. — Director's Dealing 2019

Mar 18, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2019-03-07

Reporting Person: KLEIN MICHAEL G (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.001 per share	55000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Secured Convertible Note	$2.50		Common Stock, par value $0.001 per share (40000)		Indirect
Common Stock Purchase Warrant	$3.00	2023-02-20	Common Stock, par value $0.001 per share (40000)		Indirect
Common Stock Purchase Warrant	$2.55	2024-08-15	Common Stock, par value $0.001 per share (40000)		Indirect

Footnotes

F1: Represents securities held of record by the Michael G. Klein Living Trust dated 3/25/2002.

F2: The Secured Convertible Notes became convertible into common stock on the original date of issuance and are convertible into common stock at the option of the holder at any time and from time to time until August 20, 2019, subject to earlier repayment, redemption or conversion in accordance with their terms.

F3: The Secured Convertible Notes Mature on August 20, 2019, subject to earlier repayment, redemption or conversion in accordance with their terms.

F4: Consists of an aggregate principal amount of $100,000 of Secured Convertible Notes, which are initially convertible into 40,000 shares of common stock.