Kartoon Studios, Inc. — Director's Dealing 2019

Sep 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2019-09-16

Reporting Person: Heyward Andy (Director, Chief Executive Officer, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-16	Secured Convertible Note	$1.515	P	500000	Acquired		Common Stock (330033)	Direct

Footnotes

F1: The Secured Convertible Note was issued to 32 Entertainment LLC in an exempt transaction pursuant to a securities purchase agreement, dated August 17, 2018. On September 16, 2019, the Reporting Person acquired a $500,000 principal amount portion of the Secured Convertible Note for a purchase price of $500,000.

F2: Maturity Date was August 20, 2019 but such Secured Convertible Note remains outstanding and the Company shall be obligated to repay one-sixth (1/6th) of the then outstanding principal amount each month for the six (6) months following the Maturity Date, with the first such payment due on the Maturity Date, followed by payments each month thereafter.