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Kartoon Studios, Inc. — Director's Dealing 2019
Oct 3, 2019
34707_dirs_2019-10-03_01669c6c-4b63-4923-9181-104c9a4b06a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2019-10-02
Reporting Person: Heyward Andy (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-02 | Common Stock, par value $0.001 per share | A | 1000000 | $0.76 | Acquired | 1377237 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 990728 | Indirect |
| Common Stock, par value $0.001 per share | 1234 | Indirect |
Footnotes
F1: The Reporting Person acquired these shares of the Issuer's common stock directly from the Issuer as part of a private placement, which was pre-approved by the Issuer's board of directors.
F2: The Reporting Person indirectly owns 990,728 shares of common stock over which the Reporting Person holds voting and dispositive power.
F3: The Reporting Person indirectly owns 1,234 shares of common stock held by Heyward Living Trust.
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