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Kartoon Studios, Inc. Director's Dealing 2019

Oct 3, 2019

34707_dirs_2019-10-03_01669c6c-4b63-4923-9181-104c9a4b06a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2019-10-02

Reporting Person: Heyward Andy (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-02 Common Stock, par value $0.001 per share A 1000000 $0.76 Acquired 1377237 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.001 per share 990728 Indirect
Common Stock, par value $0.001 per share 1234 Indirect

Footnotes

F1: The Reporting Person acquired these shares of the Issuer's common stock directly from the Issuer as part of a private placement, which was pre-approved by the Issuer's board of directors.

F2: The Reporting Person indirectly owns 990,728 shares of common stock over which the Reporting Person holds voting and dispositive power.

F3: The Reporting Person indirectly owns 1,234 shares of common stock held by Heyward Living Trust.