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Kartoon Studios, Inc. Director's Dealing 2016

Feb 4, 2016

34707_dirs_2016-02-04_1865d028-addc-4670-896e-186ac2145def.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2016-02-03

Reporting Person: Handelman Michael D (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-03 Stock Options $2.00 A 110000 Acquired 2026-02-03 Common Stock (110000) Direct

Footnotes

F1: The stock options have the following exercise prices: $2.00 for options that vest on the first anniversary of the grant date, $3.00 for options that vest on the second anniversary of the grant date and $4.00 for options that vest on the third anniversary of the grant date.

F2: The stock options shall vest over a three-year period as follows: options to purchase 27,500 shares shall vest on the first anniversary of the grant date, options to purchase 55,000 shares shall vest on the second anniversary of the grant date and options to purchase 27,500 shares shall vest on the third anniversary of the grant date.