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Kartoon Studios, Inc. — Director's Dealing 2016
Oct 18, 2016
34707_dirs_2016-10-18_2134787a-658a-4f73-b32e-293e73602622.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2016-09-13
Reporting Person: Hershinger Rebecca D (CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-13 | Stock Option | $2 | A | 195250 | Acquired | 2021-09-13 | Common Stock (195250) | Direct |
| 2016-09-13 | Stock Option | $2 | A | 60008 | Acquired | 2021-09-13 | Common Stock (60008) | Direct |
Footnotes
F1: This stock option was granted pursuant to the Issuer's 2015 Incentive Plan, as amended.
F2: The stock options have the following exercise prices: $2.00 for options that vest on April 18, 2017, $3.00 for options that vest on April 18, 2018 and $4.00 for options that vest on April 18, 2019.
F3: The stock options shall vest as follows: options to purchase 55,000 shares shall vest on April 18, 2017, options to purchase 110,000 shares shall vest on April 18, 2018 and options to purchase 30,250 shares shall vest on April 18, 2019.