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Kartoon Studios, Inc. — Director's Dealing 2013
Mar 8, 2013
34707_dirs_2013-03-07_fdc19d7d-bc0c-4cc3-973a-c4c3e2d8d0fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2012-05-02
Reporting Person: Morgan Jeanene Grace (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-02 | Options | $0.44 | A | 200000 | Acquired | 2017-05-02 | Comon Stock (200000) | Direct |
| 2012-12-31 | Options | $0.20 | A | 100000 | Acquired | 2017-12-31 | Comon Stock (100000) | Direct |
Footnotes
F1: Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan onMay 2, 2012.
F2: Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan on December 31, 2012
F3: Represents, in addition to those options that are the subject of this report: (i) 50,000 options exercisable as of 12/31/2009 and expiring on 12/31/2014, at an exercise price of $0.55, (ii) 450,000 options at an exercise price of $0.336, granted on 12/31/2010, with 150,000 of such options vesting on the grant date and 100,000 of such shares vesting upon each of the first three anniversaries of the grant date, and (iii) 100,000 options exercisable on 12/31/2011 and expiring on 12/31/2016 at an exercise price of $0.22.