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Kartoon Studios, Inc. — Director's Dealing 2013
Mar 8, 2013
34707_dirs_2013-03-07_883df0f3-2a83-4b4e-b8f6-674bc733e2fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2012-12-31
Reporting Person: BALABAN HOWARD (Director, Executive VP of New Bus. Dev., 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Options | $0.20 | A | 100000 | Acquired | 2017-12-31 | Comon Stock (100000) | Direct |
Footnotes
F1: Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan on December 31, 2012.
F2: Represents, in addition to those options that are the subject of this report: (i) 2,000,000 options exercisable as of 1/20/2009 and expiring on 1/20/2014, at an exercise price of $0.40, (ii) 1,000,000 options at an exercise price of $0.44, granted on 4/11/2011, with 250,000 of such options vesting on the grant date and 250,000 vesting upon each of the first three anniversaries of the grant date, and (iii) 100,000 options exercisable on 12/31/2011 and expiring on 12/31/2016 at an exercise price of $0.22.