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Kartoon Studios, Inc. — Director's Dealing 2013
Jun 21, 2013
34707_dirs_2013-06-21_56c83cae-c300-4f3f-8237-545fed812dce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2013-05-15
Reporting Person: MOELLER KLAUS (Director, CEO, Chairman, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-01-20 | Options | $0.44 | D | 2000000 | Acquired | 2014-01-20 | Common Stock (2000000) | Direct |
| 2013-05-15 | Options | $0.20 | A | 750000 | Acquired | 2018-05-15 | Common Stock (750000) | Direct |
Footnotes
F1: The Reporting Person agreed to cancel 2,000,000 options, 1,250,000 of which vested on 1/20/2009 and 750,000 of which vested on 12/31/2009.
F2: Issued directly to reporting person from issuer pursuant to Issuer's Stock Option Plan on May 15, 2013.
F3: Represents, in addition to those options that are the subject of this report: (i) 1,000,000 options at an exercise price of $0.44, granted on 4/11/2011, with 250,000 of such options vesting on the grant date and 250,000 vesting upon each of the first three anniversaries of the grant date, (ii) 100,000 options exercisable on 12/31/2011 and expiring on 12/31/2016 at an exercise price of $0.22, and (iii) 100,000 options exercisable on 12/31/2012 and expiring on 12/31/2017 at an exercise price of $0.20.