Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Kartoon Studios, Inc. Director's Dealing 2013

Jun 21, 2013

34707_dirs_2013-06-21_56c83cae-c300-4f3f-8237-545fed812dce.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2013-05-15

Reporting Person: MOELLER KLAUS (Director, CEO, Chairman, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-01-20 Options $0.44 D 2000000 Acquired 2014-01-20 Common Stock (2000000) Direct
2013-05-15 Options $0.20 A 750000 Acquired 2018-05-15 Common Stock (750000) Direct

Footnotes

F1: The Reporting Person agreed to cancel 2,000,000 options, 1,250,000 of which vested on 1/20/2009 and 750,000 of which vested on 12/31/2009.

F2: Issued directly to reporting person from issuer pursuant to Issuer's Stock Option Plan on May 15, 2013.

F3: Represents, in addition to those options that are the subject of this report: (i) 1,000,000 options at an exercise price of $0.44, granted on 4/11/2011, with 250,000 of such options vesting on the grant date and 250,000 vesting upon each of the first three anniversaries of the grant date, (ii) 100,000 options exercisable on 12/31/2011 and expiring on 12/31/2016 at an exercise price of $0.22, and (iii) 100,000 options exercisable on 12/31/2012 and expiring on 12/31/2017 at an exercise price of $0.20.