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KALA BIO, Inc. Director's Dealing 2020

Jun 11, 2020

35091_dirs_2020-06-11_54498f25-3954-4389-b974-3498706b37fb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Kala Pharmaceuticals, Inc. (KALA)
CIK: 0001479419
Period of Report: 2020-06-09

Reporting Person: Reumuth Mary (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-09 Common Stock M 11520 $2.30 Acquired 16336 Direct
2020-06-09 Common Stock M 5077 $5.21 Acquired 21413 Direct
2020-06-09 Common Stock M 15360 $2.30 Acquired 36773 Direct
2020-06-09 Common Stock M 11520 $2.30 Acquired 48293 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-09 Stock Option (right to buy) $2.30 M 11520 Disposed 2024-10-01 Common Stock (11520) Direct
2020-06-09 Stock Option (right to buy) $5.21 M 5077 Disposed 2025-10-01 Common Stock (5077) Direct
2020-06-09 Stock Option (right to buy) $2.30 M 15360 Disposed 2024-12-03 Common Stock (15360) Direct
2020-06-09 Stock Option (right to buy) $2.30 M 11520 Disposed 2024-10-01 Common Stock (11520) Direct

Footnotes

F1: Includes 4,816 shares acquired under the Issuer's Amended and Restated 2017 Employee Stock Purchase Plan on June 28, 2019.

F2: The option was fully vested.

F3: The option was fully vested.

F4: The option was fully vested.

F5: The option was fully vested.