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KALA BIO, Inc. — Director's Dealing 2020
Jun 11, 2020
35091_dirs_2020-06-11_54498f25-3954-4389-b974-3498706b37fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Kala Pharmaceuticals, Inc. (KALA)
CIK: 0001479419
Period of Report: 2020-06-09
Reporting Person: Reumuth Mary (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-09 | Common Stock | M | 11520 | $2.30 | Acquired | 16336 | Direct |
| 2020-06-09 | Common Stock | M | 5077 | $5.21 | Acquired | 21413 | Direct |
| 2020-06-09 | Common Stock | M | 15360 | $2.30 | Acquired | 36773 | Direct |
| 2020-06-09 | Common Stock | M | 11520 | $2.30 | Acquired | 48293 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-09 | Stock Option (right to buy) | $2.30 | M | 11520 | Disposed | 2024-10-01 | Common Stock (11520) | Direct |
| 2020-06-09 | Stock Option (right to buy) | $5.21 | M | 5077 | Disposed | 2025-10-01 | Common Stock (5077) | Direct |
| 2020-06-09 | Stock Option (right to buy) | $2.30 | M | 15360 | Disposed | 2024-12-03 | Common Stock (15360) | Direct |
| 2020-06-09 | Stock Option (right to buy) | $2.30 | M | 11520 | Disposed | 2024-10-01 | Common Stock (11520) | Direct |
Footnotes
F1: Includes 4,816 shares acquired under the Issuer's Amended and Restated 2017 Employee Stock Purchase Plan on June 28, 2019.
F2: The option was fully vested.
F3: The option was fully vested.
F4: The option was fully vested.
F5: The option was fully vested.
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