KAISER REEF LIMITED — Major Shareholding Notification 2021

Jul 25, 2021

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name Regal Funds Management PtyLtd(RFM) ACN/ARSN (if applicable) 107 576 821 22/07/2021 The previous notice was given to the company on 12/07/2021 The previous notice was dated 8/07/2021 2. Previous and present voting power 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 8,372,071 ORDINARY 8,372,071 Class and number of securities The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) Kaiser Reef Ltd (KAU) 635 910 271 CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED CREDIT SUISSE AG Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 9,802,071 8.53% 8,372,071 7.29% Holder of relevant interest Date of acquisition See Annexure 1	Kaiser Reef Ltd (KAU)
	635 910 271
	Regal Funds Management PtyLtd(RFM)
	107 576 821

5. Changes in associati The persons who have bec with, the substantial holder	5. Changes in associati The persons who have bec with, the substantial holder	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 42466.00 160552 Ordinary 160552 Sell 27697.41 103310 Ordinary 103310 Sell 139395.88 536138 Ordinary 536138 Sell 89075.00 350000 Ordinary 350000 Sell 72800.00 280000 Ordinary 280000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 26/07/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 42466.00 160552 Ordinary 160552 Sell 27697.41 103310 Ordinary 103310 Sell 139395.88 536138 Ordinary 536138 Sell 89075.00 350000 Ordinary 350000 Sell 72800.00 280000 Ordinary 280000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 26/07/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 42466.00 160552 Ordinary 160552 Sell 27697.41 103310 Ordinary 103310 Sell 139395.88 536138 Ordinary 536138 Sell 89075.00 350000 Ordinary 350000 Sell 72800.00 280000 Ordinary 280000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 26/07/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 42466.00 160552 Ordinary 160552 Sell 27697.41 103310 Ordinary 103310 Sell 139395.88 536138 Ordinary 536138 Sell 89075.00 350000 Ordinary 350000 Sell 72800.00 280000 Ordinary 280000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 26/07/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 42466.00 160552 Ordinary 160552 Sell 27697.41 103310 Ordinary 103310 Sell 139395.88 536138 Ordinary 536138 Sell 89075.00 350000 Ordinary 350000 Sell 72800.00 280000 Ordinary 280000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 26/07/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 42466.00 160552 Ordinary 160552 Sell 27697.41 103310 Ordinary 103310 Sell 139395.88 536138 Ordinary 536138 Sell 89075.00 350000 Ordinary 350000 Sell 72800.00 280000 Ordinary 280000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 26/07/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 42466.00 160552 Ordinary 160552 Sell 27697.41 103310 Ordinary 103310 Sell 139395.88 536138 Ordinary 536138 Sell 89075.00 350000 Ordinary 350000 Sell 72800.00 280000 Ordinary 280000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 26/07/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:
Name and ACN/		ARSN (if applicable)		Nature of association
NOT A		PPLICABLE
6. Addresses The addresses of persons
N		ame		Address
PHIL		IP KING		LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000
Signature Annexure 1 Changes in relevant int
Date	Person who	se relevant interest changed		Nature of Change	Consideration given in relation to change	Number of securities affected	Class of securities	Persons votes affected
9/07/2021	Reg	al Funds Management		Sell	42466.00	160552	Ordinary	160552
13/07/2021	Reg	al Funds Management		Sell	27697.41	103310	Ordinary	103310
15/07/2021	Reg	al Funds Management		Sell	139395.88	536138	Ordinary	536138
19/07/2021	Reg	al Funds Management		Sell	89075.00	350000	Ordinary	350000
22/07/2021	Reg	al Funds Management		Sell	72800.00	280000	Ordinary	280000
0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000

Signature

Annexure 1

Changes in relevant interests

			Consideration
			given in	Number of		Persons
		Nature of	relation to	securities	Class of	votes
Date	Person whose relevant interest changed	Change	change	affected	securities	affected
9/07/2021	Regal Funds Management	Sell	42466.00	160552	Ordinary	160552
13/07/2021	Regal Funds Management	Sell	27697.41	103310	Ordinary	103310
15/07/2021	Regal Funds Management	Sell	139395.88	536138	Ordinary	536138
19/07/2021	Regal Funds Management	Sell	89075.00	350000	Ordinary	350000
22/07/2021	Regal Funds Management	Sell	72800.00	280000	Ordinary	280000