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KAISER ALUMINUM CORP — Director's Dealing 2021
Oct 1, 2021
32067_dirs_2021-10-01_180273ae-20e5-4e94-bbd7-4f8ea4d1bd79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2021-10-01
Reporting Person: Harvey Keith (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock, par value $0.01 per share | S | 1000 | $109.74 | Disposed | 60886 | Direct |
Footnotes
F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in March 2021 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale ofa pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
F2: Represents the sale of 1,000 shares in multiple transactions, ranging from $110.00 to $109.47 per share, resulting in a weighted average sale price of $109.74 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F3: Includes 47,490 shares acquired pursuant to grants of restricted stock units.