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KAISER ALUMINUM CORP — Director's Dealing 2020
Jun 6, 2020
32067_dirs_2020-06-05_e959b60e-c78a-4858-a27e-eabeb9db4393.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2020-06-03
Reporting Person: HOCKEMA JACK A (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-03 | Common Stock, par value $0.01 per share | S | 1400 | $80.2153 | Disposed | 16891 | Indirect |
| 2020-06-04 | Common Stock, par value $0.01 per share | S | 246 | $80.0494 | Disposed | 16645 | Indirect |
| 2020-06-05 | Common Stock, par value $0.01 per share | S | 2854 | $81.9514 | Disposed | 13791 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 45136 | Direct |
Footnotes
F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
F2: Represents the sale of 1,400 shares in multiple transactions, ranging from $80.0500 to $80.6300 per share, resulting in a weighted average sale price of $80.2153 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F3: Represents the sale of 246 shares in multiple transactions, ranging from $80.0400 to $80.0900 per share, resulting in a weighted average sale price of $80.0494 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F4: Represents the sale of 2,854 shares in multiple transactions, ranging from $80.5000 to $83.4800 per share, resulting in a weighted average sale price of $81.9514 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F5: Includes 25,792 shares acquired pursuant to grants of restricted stock units.