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KAISER ALUMINUM CORP — Director's Dealing 2018
Aug 3, 2018
32067_dirs_2018-08-03_9b8bc84c-5931-4182-b92f-e62c86f67db5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2018-08-02
Reporting Person: HOCKEMA JACK A (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-02 | Common Stock, par value $0.01 per share | S | 6000 | $111.9085 | Disposed | 73741 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 29624 | Direct |
Footnotes
F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
F2: Represents the sale of 6,000 shares in multiple transactions, ranging from $111.1800 to $112.6100 per share, resulting in a weighted average sale price of $111.9085 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F3: Shares acquired pursuant to grants of restricted stock units.