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KAISER ALUMINUM CORP — Director's Dealing 2017
Mar 31, 2017
32067_dirs_2017-03-31_f592b8ce-6164-4de0-8215-da5fa9ef7319.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2017-03-29
Reporting Person: Parkinson Ray (VP - Advanced Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-29 | Common Stock, par value $0.01 per share | S | 1200 | $78.1619 | Disposed | 7882 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 11679 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $80.01 | 2017-04-03 | Common Stock, par value $0.01 per share (643.0) | 643 | Direct |
Footnotes
F1: Represents the sale of 1,200 shares in multiple transactions, ranging from $78.0900 to $78.2450 per share, resulting in a weighted average sale price of $78.1619 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F2: Includes 3,929 shares acquired pursuant to grants of restricted stock units.
F3: Stock option award granted on April 3, 2007 for 643 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.