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KAISER ALUMINUM CORP Director's Dealing 2017

Jul 13, 2017

32067_dirs_2017-07-12_3c862472-6edc-4012-804d-b99a4bd6d8e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2017-07-10

Reporting Person: HOCKEMA JACK A (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-10 Common Stock, par value $0.01 per share S 9000 $91.1832 Disposed 79913 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 32385 Direct

Footnotes

F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2: Represents the sale of 9,000 shares in multiple transactions, ranging from $90.1700 to $92.00 per share, resulting in a weighted average sale price of $91.1832 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

F3: Includes 21,339 shares acquired pursuant to grants of restricted stock units.