AI assistant
KAISER ALUMINUM CORP — Director's Dealing 2017
Jul 13, 2017
32067_dirs_2017-07-12_3c862472-6edc-4012-804d-b99a4bd6d8e1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2017-07-10
Reporting Person: HOCKEMA JACK A (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-10 | Common Stock, par value $0.01 per share | S | 9000 | $91.1832 | Disposed | 79913 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 32385 | Direct |
Footnotes
F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
F2: Represents the sale of 9,000 shares in multiple transactions, ranging from $90.1700 to $92.00 per share, resulting in a weighted average sale price of $91.1832 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F3: Includes 21,339 shares acquired pursuant to grants of restricted stock units.