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KAISER ALUMINUM CORP — Director's Dealing 2015
Jan 20, 2015
32067_dirs_2015-01-20_f43f34c5-eb41-4031-bae0-990463c5a379.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2014-03-05
Reporting Person: HOCKEMA JACK A (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-05 | Common Stock, par value $0.01 per share | A | 15170 | $0.00 | Acquired | 52637 | Direct |
| 2014-03-05 | Common Stock, par value $0.01 per share | F | 5885 | $71.88 | Disposed | 46752 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 111420 | Indirect |
Footnotes
F1: Shares earned upon the vesting on March 5, 2014 of certain performance shares granted to the reporting person in 2011 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2014, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2011 through 2013.
F2: 5,995 shares reported on the Form 4, which this filing amends, and on subsequent Form 4s filed on July 3, 2014, August 4, 2014, September 4, 2014, October 3, 2014 and December 2, 2014 were not withheld to satisfy withholding tax obligations, as no income was recognized in connection with the grant of restricted shares on March 5, 2014.
F3: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2014 of the above-referenced performance shares.
F4: Original filing amended to correct the amount of securities held by the Hockema Family Trust.