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KAISER ALUMINUM CORP — Director's Dealing 2015
Jun 16, 2015
32067_dirs_2015-06-15_8500e546-6d4b-4717-a96a-6445086d2caf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2015-06-15
Reporting Person: Harvey Keith (EVP - Fabricated Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-15 | Common Stock, par value $0.01 per share | S | 1500 | $83.17 | Disposed | 45984 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $80.01 | 2017-04-03 | Common Stock, par value $0.01 per share (1202) | 1202 | Direct |
Footnotes
F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on November 26, 2014 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
F2: Stock option award granted on April 3, 2007 for 1,202 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.