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KAISER ALUMINUM CORP — Director's Dealing 2012
Dec 5, 2012
32067_dirs_2012-12-05_c5ef2fc6-89a9-49b0-a266-19f0e49e9a6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2012-12-03
Reporting Person: Bunin Pete (SVP - Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock, par value $0.01 per share | S | 1500 | $60.87 | Disposed | 37012 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $80.01 | 2017-04-03 | Common Stock, par value $0.01 per share (1961) | 1961 | Direct |
Footnotes
F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on June 14, 2012 as part of the reporting person's financial and estate planning. The plan contemplates the sale of pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments both at market prices and subject to designated floor prices.
F2: Stock option award granted on April 3, 2007 for 1,961 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.