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Kabra Extrusion Technik Ltd Regulatory Filings 2021
62521_rns_2021-05-17_67c381e8-6dca-4d21-9c27-ed3e43861520.pdf
Regulatory Filings
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May 17, 2021
KET/SEC/SE/2021-22
BSE Limited Floor 25, Phiroze Jeejeebhoy Tower, Dalal Street, Mumbai – 400 001
National Stock Exchange India Limited, Exchange Plaza, C-1, Block-G, Bandra Kurla Complex, Bandra (East), Mumbai-400051.
Stock Code: KABRAEXTRU
Scrip Code: 524109
Dear Sirs,
Sub.: Reporting under SEBI (Prohibition of Insider Trading) Regulations, 2015
This is in reference to the Company's Code of Conduct to Regulate, Monitor and Report Trading by Designated Persons and their Immediate Relatives. In terms of the captioned SEBI Regulations, as amended, read with the SEBI circular no. SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020, we submit herewith Report in prescribed format as Annexure A.
We hereby request you to take the same on record and acknowledge its receipt.
Thanking you, Yours faithfully, For Kabra Extrusiontechnik Limited Arya Chachad Company Secretary ARYA KUNAL CHACHAD Digitally signed by ARYA KUNAL CHACHAD DN: c=IN, o=Personal, 2.5.4.20=854f773513cbbf081371a327f9c3b72bbec40235200f7a33c f3d16d0d7e49472, postalCode=400058, st=Maharashtra, serialNumber=da4684dc342d903595bf461ab4859539a12077b60e 544856aab72fc92a8b2b74, cn=ARYA KUNAL CHACHAD Date: 2021.05.17 17:46:51 +05'30'
Encl: as above
Kabra Extrusiontechnik Ltd.
Fortune Terraces, B wing, 10th Floor, Link Road, Opp. Citi Mall, Andheri (West), Mumbai - 400 053. Maharashtra, India. Phone : +91-22-26734822/23/24/25 Fax : +91-22-2673 5041 Email : [email protected] Works 1 : Kabra Industrial Estate, Kachigam, Daman - 396210. India Works 2 :
Survey No. 259/1 to 5, 260/1 to 6, 265/3, Costal Highway, Dunetha, Daman – 396210. India. Tel. : +91-260-2241 401-3 / 2242 616 Fax : +91-260-2241 965 Email : [email protected] CIN - L28900MH1982PLC028535
www.kolsite.com A Kolsite Group Company
Annexure – A : Report by Kabra Extrusiontechnik Limited for violations related to Code of Conduct under Schedule B read with Regulation 9 (1) of SEBI (Prohibition of Insider Trading) Regulations, 2015
| Sr. | Particulars | Details | ||
|---|---|---|---|---|
| 1 | Name of the listed company/ Intermediary/Fiduciary | Kabra Extrusiontechnik Limited | ||
| 2 | Reporting in capacity of | Listed Company | ||
| 3 | A. Details of Designated Person (DP) | |||
| i.Name of the DP | Usman Mahaboob Ali Khan | |||
| ii.PAN of the DP | ABDPK9077H | |||
| iii.Designation of DP | Vice President | |||
| iv.Functional Role of DP | Marketing & Sales | |||
| v.Whether DP is Promoter or belongs toPromoter Group | No | |||
| B.If Reporting is for immediate relative of DP | NA | |||
| C.Transaction details: | ||||
| i.Name of the scrip | Kabra Extrusiontechnik Limited | |||
| ii. No of shares traded (which includes | DateNo. of shares | |||
| pledge) and value (Rs) (Date-wise) | 03.09.2020 | 101 | ||
| 04.09.2020 | 83 | |||
| 09.09.2020 | 1000 | |||
| 09.12.2020 | (500) | |||
| 16.12.2020 | 500 | |||
| D. In case value of trade(s) is more thanRs.10 lacs in a calendar quarter | NA | |||
| 4 | Details of violations observed under SEBI | DP could not observe holding period of 6 months as | ||
| (Prohibition of Insider Trading) Regulations,2015 | prescribed | |||
| 5 | Action taken by Listed company/ lntermediary/Fiduciary | The Compliance Officer drawn attention of DP to theprovisions of Company's Code of Conductandadvised to disgorge the profits earned by depositingthe same to the credit of IEPF administered by SEBIand also considered request for waiver, subject todue compliances in future | ||
| 6 | Reasons recorded in writing for taking actionstated above | Inadvertent sale of Company's sharesalong withotherinvestmentsinhisdemataccounton09.12.2020 in view of personal financial emergency,and the number of shares and gain in the trade werenominal. Such trade is not executed during period ofwindow closure. | ||
| 7 | Details of the previous instances of violations.if any, since last financial year | Nil | ||
| 8 | If any amount collected for Code of Conduct violation(s): | |||
| i.Mode of transfer to SEBI - IPEF | Online | |||
| ii.Details of transfer/payment | ParticularsDetails | |||
| Name of the transferor | Usman Mahaboob Ali Khan | |||
| Bank Name, branch | Axis Bank, Daman Branch | |||
| and Account No. | 380010100011644 | |||
| UTR / Transaction | AXMB211373074324 | |||
| reference Number | ||||
| Transaction date | 17/05/2021 | |||
| Amount (in Rs.) | 17,500/- | |||
| 9 | Any other relevant information | Nil |
Place: Mumbai SD/-
Yours faithfully, Date: May 17, 2021 For Kabra Extrusiontechnik Ltd. Compliance Officer: Arya Chachad PAN: AEYPN0838H Email id: [email protected] Mobile Number: 7738333088