Jyoti Ltd. — Regulatory Filings 2021

Jun 9, 2021

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By Electronic Mode

� Jyoti Ltd.

Industrial Area, Fax Vadodara-390 003. (lndi�) CIN Water • Power • Progress Nanubhai Amin Marg, : ++91-265-2281871 P.O. Chemical Industries Phone : 2282049 Website : www.jyoti.com E.Mail : jyotiltd@jyoti.com : L36990GJ1943PLC000363

09[th ] June, 2021

The General Manager DCS-CRD (Corporate Relationship Department) SSE Limited Phiroze Jeejeebhoy Towers Dalal Street, Mumbai - 400 001

Scrip Code: 504076

Subject: Annual Secretarial Compliance Report for the Financial Year ended ~~3~~ 1[st] March, 2021

Dear Sir,

Pursuant to Regulation 24A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 read with SEBI Circular No. CIR/CFD/CMDl/27/2019 dated 8[th] February 2019, please find enclosed herewith the Annual Secretarial Compliance report issued by Mis. Ravi Kapoor & Associates, Practicing Company Secretaries, for the Financial Year ended 31[st ] March, 2021.

Kindly take the above information on record.

Thanking you,

Yours Faithfully,

For Jyoti Limited Qt[/ ] 'CS S. Singha! Vice President (Legal) & Company Secretary M. No. F8289

Encl.: as above

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Ravi Kapoor & 4• Floor, Associates Gujarat College Road"Shaival Plaza', , Ellisbndge, Ahmedabad-380 006. © 264203367 9 (R) 26568212 Fax: 079-26424100, (M) 98250 63147 E-mail:ravi@ravics.comwww.ravics.com Company Secretarie s Trade Mark Agent Inso lvency Resolution Professional

Secretarial compliance report of JYOTI LIMITED for the year ended 31[st ] March, 2021

I, Ravi Kapoor have examined the records of the Company online due to current COVID pandemic situation:

• (a) all the documents and records made available to us and explanation provided by JYOTI LIMITED (" the listed entity"),

• (b) the filings/ submissions made by the listed entity to the stock exchanges,

• (c) website of the listed entity,

• ( d) any other document/ filing, as may be relevant, which has been relied upon to make this certification,

For the year ended 31 [st ] March, 2021 ("Review Period") in respect of compliance with the provisions of:

• (a) the Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder; and

• (b) the Securities Contracts (Regulation) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ("SEBI");

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:-

• (a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;

• (b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018;

• (c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;

• (d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018;

• (e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014;

• (f) Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008;

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Ravi Kapoor & 4• Floor, 'Shaival Pl a z ', Associates Gu1arat College Road, Ellisbridge, Ahrnedabad-380 006. © 26420336/7/9 (R) 26568212 Fax: 079-26424100, (M) 98250 63147 E-mail : ravi@ravics.comwww.ravics.com

Company Secretaries Trade Mark Agent Insolvency Resolution Professional

• (g) Securities and Exchange Board of India(Issue and Listing of Non-Convertible and Redeemable Preference Shares) Regulations, 2013;

• (h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;

And based on the above examination, I/We hereby report that, during the Review Period:

• (a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:-

Compliance Requirement Deviations Observations/ Remarks Sr. (Regulations/ circulars I of the Practicing No. guidelines including Company Secretary specific clause) Not Applicable

• (b) The listed entity has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder insofar as it appears from my/ our examination of those records.

• (c) The following are the details of actions taken against the listed entity/ its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various drculars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder:

Sr. Action taken by Details of Details of Observations/ No. violation action taken remarks of_ the E.g. fines, Practicing warning letter, Company debarment, Secretary, if etc. any. NIL

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Ravi Kapoor & 4• Floor Associates Gujarat College Road'Shaival Plaza' Ellisbridge, Ahmedabad-380 006 © 264203367 9 (A) 26568212 Fax: 079-26424100, (M) 98250 63147 E-mail:ravi@ravics.comwww.ravics.com Company Secretaries Trade Mark Agent Insolvency Resolution Professional

(d) The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr. No.	Observationsofthe Practicing Company Secretary in previous reports the Observations madeActions Comments of inthesecretarialtaken by thethe Practicing compliancereportlisted entity,Company for the year endedif any Secretary on 3103/2020 the actions (The years are to be taken by the mentioned) listed entity
NIL

Place: Ahmedabad Date: 8th June, 2021

For, Ravi Kapoor & Associates - -� oor& � ofY' Ravi Kapoor Company Secretary in practice FCS No. 2587 C PNo.: 2407 UDIN: F002587C000434348 I hmedana ()� %pany Secre\3(\e :..---- OP-2407 c-"'