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JX Energy Ltd. Share Issue/Capital Change 2017

Feb 27, 2017

50836_rns_2017-02-27_491e1e97-5b8f-4232-b194-86c03e432bf2.pdf

Share Issue/Capital Change

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Hong Kong Public Offering — White Form eIPO Service Provider Application Form 香港公開發售—白表eIPO服務供應商申請表格 Please use this application form if you are a White Form eIPO Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為白表eIPO服務供應商並代表相關申請人申請認購香港發售股份,請使用本申請表格。

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Persta Resources Inc.

(incorporated under the laws of Alberta with limited liability) (根據阿爾伯塔法律註冊成立的有限公司)

GLOBAL OFFERING 全球發售

Number of Offer Shares : 69,580,000 Shares (subject to reallocation and the Over-Allotment Option) 發售股份數目 : 69,580,000股股份(受限於重新分配及超額配股權) Number of Hong Kong Offer Shares : 6,958,000 Shares (subject to reallocation) 香港發售股份數目 : 6,958,000股股份(受限於重新分配) Number of International Offer Shares : 62,622,000 Shares (subject to reallocation and the Over-Allotment Option) 國際發售股份數目 : 62,622,000股股份(受限於重新分配及超額配股權) Maximum Offer Price : HK$3.80 per Offer Share (plus brokerage of 1%, a Stock Exchange trading fee of 0.005% and a SFC transaction levy of 0.0027%) payable in full in Hong Kong dollars on application and subject to refund 最高發售價 : 每股發售股份3.80港元,另加1%經紀佣金、0.005%聯交所交易費及 0.0027%證監會交易徵費(須於申請時以港元繳足及可予退還) Nominal value : Not applicable 面值 : 不適用 Stock code : 3395 股份代號 : 3395 Please read carefully the prospectus of Persta Resources Inc. (the “ Company ”) dated February 28, 2017 (the “ Prospectus ”) 在填寫本申請表格前,請細閱Persta Resources Inc.(「 本公司 」)於二零一七年二月二十八日刊發的招股章程 (in particular, the section on “How to Apply for Hong Kong Offer Shares” in the Prospectus) and the guide on the back of (「 招股章程 」)(尤其是招股章程「如何申請香港發售股份」一節)及刊於本申請表格背面的指引。除非本申 this Application Form before completing this Application Form. Terms defined in the Prospectus have the same meaning 請表格另有界定,否則本申請表格所使用詞彙與招股章程所界定者具相同涵義。 when used in this Application Form unless defined herein.

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (“ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of this Application Form.

Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “1. Documents Delivered to the Registrar of Companies in Hong Kong” in Appendix VII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents.

Your attention is drawn to the paragraph headed “Personal Data” which sets out the policies and practices of the Company and the Hong Kong Share Registrar in relation to personal data and compliance with the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong).

Nothing in this Application Form or the Prospectus constitutes an offer to sell or a solicitation of an offer to buy nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction other than Hong Kong. This Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Offer Shares have not been and will not be registered under the United States Securities Act of 1933, as amended (the “ U.S. Securities Act ”) or any state securities law in the United States and may not be offered, sold, pledged or transferred within the United States, except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act and applicable U.S. state securities laws. The Offer Shares may not be offered, sold or resold, directly or indirectly, in Canada or to any resident of Canada in connection with the Global Offering, except pursuant to an exemption from the prospectus requirements of applicable Canadian securities laws, and in compliance with, or pursuant to exemptions from, the dealer registration requirements of such laws.

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. This Application Form and the Prospectus are addressed to you personally. Any forwarding or distribution or reproduction of this Application Form or the Prospectus in whole or in part is unauthorized. Failure to comply with this directive may result in a violation of the U.S. Securities Act or the applicable laws of other jurisdictions.

To: Persta Resources Inc. The Joint Global Coordinators The Hong Kong Underwriters

香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結 算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對本申請表格的內容概不負 責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分內容而產 生或因依賴該等內容而引致的任何損失承擔任何責任。

招股章程、所有相關申請表格及招股章程附錄七「1.送呈香港公司註冊處處長的文件」一段所列的其他文 件已按香港法例第32章《公司﹙清盤及雜項條文﹚條例》第 342C條規定送呈香港公司註冊處處長登記。 香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結 算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。

閣下敬請留意「個人資料」一段,當中載有本公司及香港證券登記處有關個人資料及遵守香港法例第486 章《個人資料(私隱)條例》的政策和慣例。

本申請表格或招股章程所載者概不構成出售要約或要約購買的游說,而在任何香港以外的任何司法權 區,概不得出售任何香港發售股份。本申請表格及招股章程不得在美國境內或向美國直接或間接派發, 而此項申請亦非在美國出售股份的要約。發售股份並無亦不會根據一九三三年美國證券法(經修訂)(「 美 國證券法 」)或美國任何州證券法登記,且不得在美國境內提呈、出售、抵押或轉讓,惟根據美國證券法 及適用美國州證券法獲豁免登記規定或並非受該等登記規定規限的交易除外。發售股份不得就全球發售 在加拿大或向加拿大任何居民直接或間接提呈、出售或轉售,惟根據適用加拿大證券法的招股章程規定 之豁免,以及遵照有關法律之交易商註冊規定或根據該規定之豁免則除外。

在任何根據當地法例不得發送、派送或複製本申請表格及招股章程的司法權區內概不得發送或派發或複 製(不論方式亦不論全部或部分)本申請表格及招股章程。本申請表格及招股章程僅致予 閣下本人。凡 發送或派發或複製本申請表格或招股章程的全部或部分均屬未經授權。如未能遵守此項指令,則可能違 反美國證券法或其他司法權區的適用法律。

致: Persta Resources Inc. 聯席全球協調人 香港包銷商

1 We confirm that we have (i) complied with the Guidelines for Electronic Public Offerings and the Operational Procedures for White Form eIPO applications submitted via banks/stockbrokers and all applicable laws and regulations (whether statutory or otherwise) in relation to the provision of our White Form eIPO services in connection with the Hong Kong Public Offering; and (ii) read the terms and conditions and application procedures set out in the Prospectus and this Application Form and agree to be bound by them. Applying on behalf of each of the underlying applicants to whom this application relates, we: • apply for the number of Hong Kong Offer Shares set out below, on the terms and conditions of the Prospectus and this Application Form, and subject to the Articles of Association of the Company; • enclose payment in full for the Hong Kong Offer Shares applied for, including 1% brokerage fee, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee; • confirm that the underlying applicants have undertaken and agreed to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to such underlying applicants on this application;

  • undertake and confirm that the underlying applicant(s) and the person for whose benefit the underlying applicant(s) is/are applying has/have not applied for or taken up, or indicated an interest for, or received or been placed or allocated (including conditionally and/or provisionally), and will not apply for or take up, or indicate an interest for, any Offer Shares under the International Offering nor otherwise participate in the International Offering;

  • understand that these declarations and representations will be relied upon by the Company and the Joint Global Coordinators in deciding whether or not to make any allotment of Hong Kong Offer Shares in response to this application, and that the underlying applicants may be prosecuted if they made a false declaration;

吾等確認,吾等已 (i) 遵守《電子公開發售指引》及透過銀行╱股票經紀遞交 白表 eIPO 申請的運作 程序以及與吾等就香港公開發售提供 白表eIPO 服務有關的所有適用法律及法規(不論法定或其 他);及(ii) 閱讀招股章程及本申請表格所載條款及條件以及申請程序,並同意受其約束。為了代 表與本申請有關的每名相關申請人作出申請,吾等:

  • ‧ 按照招股章程及本申請表格的條款及條件,並在 貴公司組織章程細則規限下, 申請 以下 數目的香港發售股份;

  • 夾附 申請認購香港發售股份所需的全數款項(包括1% 經紀佣金、0.0027% 證監會交易徵費 及 0.005% 聯交所交易費);

  • 確認 相關申請人已承諾及同意接納所申請認購的香港發售股份,或該等相關申請人根據 本申請獲分配的任何較少數目的香港發售股份;

  • 承諾及確認 相關申請人及相關申請人為其利益而提出申請的人士並無申請或承購或表示 有意認購或收取或獲配售或分配(包括有條件及╱或暫定),亦不會申請或承購或表示有 意認購國際發售的任何發售股份,亦不會以其他方式參與國際發售;

  • 明白 貴公司及聯席全球協調人將依賴此等聲明及陳述,以決定是否就本申請配發任何 香港發售股份,及相關申請人如作出虛假聲明,可能會遭受檢控;

  • authorize the Company to place the name(s) of the underlying applicant(s) on the register of members of the Company as the holder(s) of any Hong Kong Offer Shares to be allotted to them, and the Company and/or its agents to send any share certificate(s) (where applicable) by ordinary post at that underlying applicant’s own risk to the address specified in the application instruction of that underlying applicant in accordance with the procedures prescribed in this Application Form and in the Prospectus;

  • request that any e-Refund payment instructions be dispatched to the application payment account where the applicants had paid the application monies from a single bank account;

  • request that any refund cheque(s) be made payable to the underlying applicant(s) who had used multiple bank accounts to pay the application monies;

  • confirm that each underlying applicant has read the terms and conditions and application procedures set out in this Application Form and in the Prospectus and agree to be bound by them;

  • represent, warrant and undertake that the allotment of or application for the Hong Kong Offer Shares to the underlying applicant or by underlying applicant or for whose benefit this application is made would not require the Company, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters or their respective officers or advisers to comply with any requirements under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; and

  • 授權 貴公司將相關申請人的名稱列入 貴公司股東名冊內,作為任何將配發予相關申請 人的香港發售股份的持有人,且 貴公司及╱或其代理可根據本申請表格及招股章程所載 程序按相關申請人的申請指示所指定地址以普通郵遞方式寄發任何股票(如適用),郵誤 風險概由該相關申請人自行承擔;

  • ‧ 倘申請人使用單一銀行賬戶支付申請股款, 要求 將任何電子退款指示發送至申請付款賬 戶內;

  • 要求 任何退款支票以使用多個 銀行賬戶支付申請股款的相關申請人為抬頭人;

  • 確認 各相關申請人已閱讀本申請表格及招股章程所載條款及條件以及申請程序,並同意 受其約束;

  • 聲明、保證及承諾 向相關申請人或由相關申請人或為其利益而提出本申請的人士配發或 申請認購香港發售股份,不會引致 貴公司、聯席全球協調人、聯席賬簿管理人、聯席牽 頭經辦人 包銷商或彼等各自的高級職員或顧問須遵從香港境外任何地區的法律或法規

  • (不論是否具法律效力)項下的任何規定;及

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• agree that this application, any acceptance of it and the resulting contract, will be governed by and ‧ 同意 本申請、任何對本申請的接納以及因而訂立的合約,將受香港法例管轄及按其詮釋。
construed in accordance with the laws of Hong Kong.
Signature 簽名 Date 日期
Name of applicant
申請人姓名 Capacity 身份
2 We, on behalf of the underlying applicants, Total number of Shares股份總數 Hong Kong Offer Shares on behalf of the underlying applicants whose details are containedin the read only CD-ROM submitted with this Application Form.
offer to purchase 香港發售股份(代表相關申請人,其詳細資料載於連同本申請表格遞交的唯讀光碟)。
吾等(代表相關
申請人)要約購買
3 Total of cheques Cheque number(s)
張支票 支票號碼
現夾附合共
are enclosed for HK$
a total sum of
總金額為
港元
4 Please use BLOCK letters 請用 正楷 填寫
Name of White Form eIPO Service Provider
白表 eIPO服務供應商名稱
Chinese Name White Form eIPO Service Provider ID
中文名稱 白表eIPO服務供應商身份證明號碼
Name of contact person Contact number Fax number
聯絡人名稱 聯絡電話號碼 傳真號碼
Address
地址 For Broker use 此欄供經紀填寫
Lodged by 申請由以下經紀遞交
Broker No.
經紀號碼
Broker’s Chop
經紀印章
For bank use 此欄供銀行填寫
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Hong Kong Public Offering — White Form eIPO Service Provider Application Form 香港公開發售—白表eIPO服務供應商申請表格 Please use this application form if you are a White Form eIPO Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為白表eIPO服務供應商並代表相關申請人申請認購香港發售股份,請使用本申請表格。

填寫本申請表格的指引

GUIDE TO COMPLETING THIS APPLICATION FORM

References to boxes below are to the numbered boxes on this Application Form.

  • 1 Sign and date the application form in Box 1. Only a written signature will be accepted.

The name and the representative capacity of the signatory should also be stated.

To apply for Hong Kong Offer Shares using this Application Form, you must be named in the list of White Form eIPO Service Providers who may provide White Form eIPO services in relation to the Hong Kong Public Offering, which was released by the SFC.

  • 2 Put in Box 2 (in figures) the total number of Hong Kong Offer Shares for which you wish to apply on behalf of the underlying applicants.

Applicant details of the underlying applicants on whose behalf you are applying must be contained in one data file in read-only CD-ROM format submitted together with this Application Form.

  • 3 Complete your payment details in Box 3.

You must state in this box the number of cheque(s) you are enclosing together with this Application Form; and you must state on the reverse of each of those cheque(s) (i) your White Form eIPO Service Provider ID and (ii) the file number of the data file containing application details of the underlying applicant(s).

The dollar amount(s) stated in this box must be equal to the amount payable for the total number of Hong Kong Offer Shares applied for in Box 2.

下文提述的號碼乃本申請表格中各欄的編號。

  • 1 在申請表格欄1 簽署及填上日期。僅接受親筆簽名。

簽署人的名稱及代表身份亦必須註明。

如要使用本申請表格申請香港發售股份, 閣下必須為名列於證監會公佈的白表 eIPO 服務供應商名單內可以就香港公開發售提供白表 e IP O 服務的人士。

  • 2 在欄2 填上 閣下欲代表相關申請人申請認購的香港發售股份總數(請填寫數字)。

閣下代其作出申請的相關申請人的申請人詳細資料,必須載於連同本申請表格遞交 的一個唯讀光碟格式資料檔案內。

3 在欄3 填上 閣下付款的詳細資料。 閣下必須在此欄註明 閣下連同本申請表格夾附的支票數目;並在每張支票的背面 註明(i) 閣下的白表eIPO 服務供應商身份證明號碼及(ii) 載有相關申請人申請詳細資 料的資料檔案的檔案編號。

此欄所註明的金額必須與欄2 所申請認購的香港發售股份總數應付的金額相同。

  • All cheque(s) and this Application Form together with a sealed envelope containing the CD-ROM, 所有支票及本申請表格,連同載有唯讀光碟的密封信封(如有)必須放進印有 閣下 if any, must be placed in the envelope bearing your company chop. 公司印章的信封內。 For payments by cheque, the cheque must: 如以支票繳付股款,該支票必須: • be in Hong Kong dollars; ‧ 為港元; • be drawn on a Hong Kong dollar bank account in Hong Kong; ‧ 以在香港開設的港元銀行賬戶開出; • show your (or your nominee’s) account name; ‧ 顯示 閣下(或 閣下代名人)的賬戶名稱; • be made payable to “ ICBC (Asia) Nominee Limited — PERSTA Public Offer ”; ‧ 註明抬頭人為「 工銀亞洲代理人有限公司 — PERSTA 公開發售 」; • be crossed “Account Payee Only”; ‧ 劃線註明「只准入抬頭人賬戶」; • not be post dated; and ‧ 不得為期票;及 • be signed by the authorized signatories of the White Form eIPO Service Provider. ‧ 由白表eIPO 服務供應商的授權簽署人簽署。

Your application may be rejected if any of these requirements is not met or if the cheque is dishonoured on its first presentation.

It is your responsibility to ensure that details on the cheque(s) submitted correspond with the application details contained in the CD-ROM or data file submitted in respect of this application.

倘未能符合任何此等規定或倘支票首次過戶不獲兌現, 閣下的申請可遭拒絕受理。 閣下有責任確保所遞交的支票上的詳細資料與就本申請遞交的唯讀光碟或資料檔 案所載的申請詳細資料相符。

The Company and the Joint Global Coordinators have full discretion to reject any applications in 倘出現差異,本公司及聯席全球協調人有絕對酌情權拒絕任何申請。 the case of discrepancies. No receipt will be issued for sums paid on application. 申請時繳付的款項將不會獲發收據。 4 Insert your details in Box 4 (using BLOCK letters). 4 在欄4 填上 閣下的詳細資料(用正楷填寫)。

You should write the name, ID and address of the White Form eIPO Service Provider in this box. 閣下必須在此欄填上白表 eIPO 服務供應商的名稱、身份證明號碼及地址。 閣下亦 You should also include the name and telephone number of the contact person at your place of 必須填寫 閣下營業地點的聯絡人士的名稱及電話號碼及(如適用)經紀號碼及加蓋 business and where applicable, the Broker No. and Broker’s Chop. 經紀印章。 Personal Data 個人資料 Personal Information Collection Statement 個人資料收集聲明 The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong 香港法例第 486 章《個人資料(私隱)條例》(「(「 《條例》 」)中的主要條文於一九九六年十 Kong) (the “ Ordinance ”) came into effect in Hong Kong on December 20, 1996. This Personal 二月二十日在香港生效。此項個人資料收集聲明是向股份申請人及持有人說明本公 Information Collection Statement informs the applicant for and holder of the Shares of the policies 司及香港證券登記處有關個人資料及《條例》方面的政策和慣例。 and practices of the Company and the Hong Kong Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data 1. 收集 閣下個人資料的原因 From time to time it is necessary for applicants for securities or registered holders of 證券申請人或證券登記持有人申請證券或將證券轉往其名下,或將名下證券轉 securities to supply their latest correct personal data to the Company or its agents and/or the 讓予他人,或要求香港證券登記處提供服務時,須不時向本公司或其代理及╱ Hong Kong Share Registrar when applying for securities or transferring securities into or out 或香港證券登記處提供其最新的準確個人資料。 of their names or in procuring the services of the Hong Kong Share Registrar.

香港法例第 486 章《個人資料(私隱)條例》(「(「 《條例》 」)中的主要條文於一九九六年十 二月二十日在香港生效。此項個人資料收集聲明是向股份申請人及持有人說明本公 司及香港證券登記處有關個人資料及《條例》方面的政策和慣例。

  • 證券申請人或證券登記持有人申請證券或將證券轉往其名下,或將名下證券轉 讓予他人,或要求香港證券登記處提供服務時,須不時向本公司或其代理及╱ 或香港證券登記處提供其最新的準確個人資料。

未能提供所要求的資料可能導致 閣下的證券申請被拒絕或延遲,或本公司 及╱或香港證券登記處無法落實轉讓或提供服務。此舉亦可能妨礙或延遲登記 或轉讓 閣下成功申請的香港發售股份及╱或寄發股票及╱或發送電子退款指 示及╱或寄發 閣下應得的退款支票。

Failure to supply the requested data may result in your application for securities being rejected or in delay or inability of the Company and/or the Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s), and/or the dispatch of e-Refund payment instructions, and/or the dispatch of refund cheque(s) to which you are entitled.

證券持有人所提供的個人資料如有任何錯誤,須立即通知本公司及香港證券登 記處。

It is important that holders of securities inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied. 2. Purposes The personal data of the applicants and the holders of securities may be used, held and/or stored (by whatever means) for the following purposes:

  • 證券申請人及持有人的個人資料可作以下用途使用、持有及╱或保存(不論以 任何方式):

  • ‧ 處理 閣下的申請及電子退款指示╱退款支票(如適用)及核實是否符合本 表格及招股章程所載條款及申請程序以及公佈香港發售股份的分配結果;

  • processing of your application and e-Refund payment instructions/refund cheque, where applicable, and verification of compliance with the terms and application procedures set out in this form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares;

2. 目的

  • ‧ 使香港及其他地區的所有適用法律及法規獲遵守;

  • enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere;

  • ‧ 以證券持有人(包括(如適用)以香港結算代理人)的名義登記新發行或轉讓 或受讓證券;

  • registering new issues or transfers into or out of the names of holders of securities including, where applicable, in the name of HKSCC Nominees;

  • ‧ 存置或更新本公司證券持有人的名冊;

  • maintaining or updating the registers of holders of securities of the Company;

  • ‧ 進行或協助進行簽名核對、任何其他核對或交換資料;

  • conducting or assisting to conduct signature verifications, any other verification or exchange of information;

  • ‧ 確定本公司證券持有人的受益權利,如股息、供股及紅股等;

  • establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus issues, etc;

  • ‧ 分發本公司及其附屬公司的通訊;

  • distributing communications from the Company and its subsidiaries;

  • ‧ 編製統計資料及股東資料;

  • compiling statistical information and Shareholder profiles;

  • ‧ 遵照法律、規則或法規的要求作出披露; ‧ 透過報章公佈或其他方式披露成功申請人的身份;

  • making disclosures as required by laws, rules or regulations;

  • disclosing identities of successful applicants by way of press announcement(s) or otherwise;

  • 披露有關資料以便就權益提出申索;及 與上述者有關的任何其他附帶或相關用途及╱或使本公司及香港證券登記 處能履行對證券持有人及╱或監管機構承擔的責任及╱或證券持有人可能 不時同意的任何其他用途。

  • disclosing relevant information to facilitate claims on entitlements; and ‧

  • • any other incidental or associated purposes relating to the above and/or to enable the ‧ Company and the Hong Kong Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any other purpose to which the holders of securities may from time to time agree.

3. 轉交個人資料 本公司及香港證券登記處會對所持有的證券持有人的個人資料保密,但本公司 及香港證券登記處可在將資料用作上述所有或任何用途的必要情況下作出彼 等認為必要之查詢以確定個人資料的準確性,尤其可能會向下列任何及所有人 士及實體披露、獲取或轉交證券持有人的個人資料(無論在香港境內或境外):

3. Transfer of personal data

Personal data held by the Company and the Hong Kong Share Registrar relating to the holders of securities will be kept confidential but the Company and the Hong Kong Share Registrar may, to the extent necessary for achieving the above purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the holders of securities to, from or with any and all of the following persons and entities:

  • the Company or its appointed agents such as financial advisers, the receiving banks and ‧ 本公司或其委任的代理,如財務顧問、收款銀行及海外主要證券登記處; overseas principal registrars;

  • • where applicants for securities request deposit into CCASS, to HKSCC and HKSCC ‧ (如證券申請人要求將證券存於中央結算系統)香港結算及香港結算代理 Nominees, who will use the personal data for the purposes of operating CCASS; 人,彼等將會就中央結算系統的運作使用有關個人資料;

  • • any agents, contractors or third-party service providers who offer administrative, ‧ 向本公司及╱或香港證券登記處提供與其各自業務營運有關的行政、電 telecommunications, computer, payment or other services to the Company and/or the 訊、電腦、付款或其他服務的任何代理、承包商或第三方服務供應商; Hong Kong Share Registrar in connection with the operation of their respective businesses;

  • • the Stock Exchange, the SFC and any other statutory, regulatory or governmental ‧ 聯交所、證監會及任何其他法定、監管或政府機關;及 bodies; and

  • any other persons or institutions with which the holders of securities have or propose to ‧ 證券持有人與其進行或擬進行交易的任何其他人士或機構,如其銀行、律 have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc. 師、會計師或股票經紀等。

4. Retention of personal data

4. 個人資料的保留

The Company and the Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

本公司及香港證券登記處將按收集個人資料所需的用途保留證券申請人及持 有人的個人資料。無需保留的個人資料將會根據《條例》銷毀或處理。

5. Access and correction of personal data 5. 查閱及更正個人資料 The Ordinance provides the holders of securities with rights to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to the Company at its registered office disclosed in the “Corporate Information” 私隱事務主任提出。 section in the Prospectus or as notified from time to time in accordance with applicable law, for the attention of the company secretary or (as the case may be) the Hong Kong Share Registrar for the attention of the privacy compliance officer for the purposes of the Ordinance. By signing this form, you agree to all of the above.

《條例》賦予證券持有人權利以確定本公司或香港證券登記處是否持有其個人資 料、索取有關資料副本及更正任何不準確之資料。根據《條例》規定,本公司及 香港證券登記處有權就處理任何查閱資料的要求收取合理費用。所有關於查閱 資料或更正資料或查詢有關政策和慣例的資料及所持有資料類別的要求,應按 照招股章程「公司資料」一節中披露的本公司註冊辦事處或根據適用法律不時通 知的地址,向公司秘書或(視乎情況而定)香港證券登記處屬下就《條例》所指的 私隱事務主任提出。

閣下簽署本表格,即表示同意上述所有規定。

DELIVERY OF THIS APPLICATION FORM

This completed Application Form, together with the appropriate cheque(s) and a sealed envelope containing the CD-ROM, must be submitted to the following receiving bank by 4:00 p.m. on Friday, March 3, 2017:

Industrial and Commercial Bank of China (Asia) Limited

Level 16, Tower 1, Millennium City 1, 388 Kwun Tong Road, Kwun Tong, Kowloon

遞交本申請表格 經填妥的本申請表格,連同適合支票及載有唯讀光碟的密封信封,必須於二零一 七年三月三日(星期五)下午四時正前,送達以下收款銀行:

中國工商銀行(亞洲)有限公司

九龍觀塘觀塘道 388號創紀之城 1期 1 座 16 樓