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JX Energy Ltd. — Capital/Financing Update 2017
Apr 6, 2017
50836_rns_2017-04-06_c2125fcd-14d0-4d74-ad87-87a24f208623.pdf
Capital/Financing Update
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Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31/03/2017
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Persta Resources Inc. (the “Company”) Date Submitted 6 April 2017
I. Movements in Authorised Share Capital
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1. Ordinary Shares
(1) Stock code : 3395 Description : Common shares
Par value Authorised share
No. of ordinary (State capital
shares currency) (State currency)
Opening balance as at 10 March No par
2017 (see remark (1)) Unlimited value Unlimited
Increase/(decrease) N/A N/A
No par
Balance at close of the month Unlimited value Unlimited
(2) Stock code : N/A Description : N/A
Par value Authorised share
No. of ordinary (State capital
shares currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
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2. Preference Shares
| 2. Preference Shares | 2. Preference Shares | 2. Preference Shares | 2. Preference Shares | 2. Preference Shares |
|---|---|---|---|---|
| Stock code : N/A Description : N/A No. of preference shares Balance at close of preceding month Increase/(decrease) Balance at close of the month |
N/A | Authorised share capital (State currency) |
||
| Par value (State currency) |
||||
| 3. Other Classes of Shares | ||||
| Stock code : N/A Description : N/A No. of other classes of shares Balance at close of preceding month Increase/(decrease) Balance at close of the month |
N/A | Authorised share capital (State currency) |
||
| Par value (State currency) |
Total authorised share capital at the end of the month (State Unlimited currency) :
II. Movements in Issued Share Capital
| Opening balance as at 10 March 2017 (see remark (1)) Increase/ (decrease) during the month Balance at close of the month |
No. of ordinary shares No of preference shares No. of other classes ofshares (1) (2) |
|||
| 278,286,520 NIL 278,286,520 |
N/A N/A N/A |
N/A N/A N/A |
N/A N/A N/A |
III. Details of Movements in Issued Share Capital
| Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | Share Options (underShare OptionSchemes oftheIssuer) | |||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement during themonth | No. of new shares of issuer issued during the month pursuant thereto N/A N/A N/A |
No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|||||||||||
| Granted | Exercised | Cancelled | Lapsed | |||||||||||
| 1.N/A (/ /) shares (Note 1) 2.N/A (/ /) shares (Note 1) 3.N/A (/ /) shares (Note 1) Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options (State currency) N/A |
1.N/A | |||||||||||||
| (/ /) | ||||||||||||||
| shares | ||||||||||||||
Warrants to Issue Shares of the Issuer which are to be Listed
| Description of warrants (Date ofexpiry-dd/mm/yyyy) |
Description of warrants (Date ofexpiry-dd/mm/yyyy) |
Description of warrants (Date ofexpiry-dd/mm/yyyy) |
Currency of nominal value Nominal value at close of preceding month |
Currency of nominal value Nominal value at close of preceding month |
Exercised during the month Nominal value at close of the month No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
Exercised during the month Nominal value at close of the month No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|---|---|
| 1.N/A | ||||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2.N/A |
||||||
| ( / / | ) | |||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3.N/A |
||||||
| ( / / | ) | |||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4.N/A |
||||||
| ( / / | ) | |||||
| ( / / ) Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
||||||
| ( / / | ) | |||||
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
| Class and description | Class and description | Currency of amount outstanding |
Amount at close of preceding month |
Converted during the month |
Amount at close of the month |
Amount at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
|---|---|---|---|---|---|---|---|---|---|
| 1.N/A | |||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2.N/A |
|||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3.N/A |
|||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4.N/A |
|||||||||
| Stock code (if listed) Class of shares issuable_(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Options (other than under Share Option Schemes) |
Options (other than under Share Option Schemes) |
||
|---|---|---|---|
| Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. 2. 3. |
N/A | N/A N/A N/A |
|
| ( / / ) | |||
| shares_(Note 1)_ | |||
N/A |
|||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| N/A | |||
| ( / / ) | |||
| shares_(Note 1)_ | |||
| Total D.(Ordinaryshares) | |||
| (Preference shares) | |||
| (Other class) |
Other Movements in Issued Share Capital
Type of Issue |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|
1. Rights issue At price :State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 2. Open offer At price :State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 3. Placing At price :State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 4. Bonus issue | Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|
5. Scrip dividend At price :State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 6. Repurchase of shares |
Class of shares repurchased_(Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 7. Redemption of shares |
Class of shares redeemed_(Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 8. Consideration issue At price :State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| 9. Capital reorganisation |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A |
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|---|---|---|---|---|
10. Other (Please specify) At price :State currency |
Class of shares issuable_(Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) _ ( / / ) ( / / ) |
N/A | N/A | |
| Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
||||
| Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above (“Movements in Capital”).) |
N/A | |||
| N/A | ||||
| N/A | ||||
| N/A | ||||
| Issued Share |
Remarks (if any):
1. The Company was listed on the Main Board of The Stock Exchange of Hong Kong Limited on 10 March 2017.
Submitted by: _ Le Bo _______ Title: _ Chairman of the Board of Directors and Executive Director __ (Director, Secretary or other duly authorised officer) _Notes : 1. State the class of shares (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.