Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

JUNO MINERALS LIMITED Major Shareholding Notification 2021

May 13, 2021

65164_rns_2021-05-13_d3d0cce1-8c9a-4ad3-8aaf-a6bea814ee1d.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 603 Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme Juno Minerals Limited ( JNO ) ACN/ARSN ACN 645 778 892

1. Details of substantial holder (1)

Name This notice is given by AMCI Group, LLC (Series 10) (a Delaware limited liability company with series) ( AMCI ) on its own behalf and on behalf of its controlling entities and persons listed in section 3 ACN/ARSN (if applicable) N/A The holder became a substantial holder on 14 May 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4) Number of securities Person’s votes(5) Voting power(6)
Ordinaryshares 8,933,866 ordinaryshares 8,933,866 6.58%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

r are as follows:
Holder of relevant interest Nature of relevant interest(7) Class and number of securities
AMCI Taken under section 608(1)(a) of theCorporations Act to have a relevantinterest as the registered and beneficialholder of the shares. 8,933,866 ordinary shares
2005 Kirmar Trust (the trustee of whichis Hans J. Mende) Taken under section 608(3)(a) of theCorporations Act to have a relevantinterest in which AMCI has a relevantinterest, by virtue of controlling more than20% of the voting power in AMCI 8,933,866 ordinary shares
2010 FRK CRT Investments, Ltd. Taken under section 608(3)(a) of theCorporations Act to have a relevantinterest by virtue of controlling more than20% of the voting power in AMCI 8,933,866 ordinary shares
Hans J. Mende Taken under section 608(3)(b) of theCorporations Act to have a relevantinterest in which AMCI has a relevantinterest, by virtue of having control of the2005 Kirmar Trust 8,933,866 ordinary shares
Fritz R. Kundrun Taken under section 608(3)(b) of theCorporations Act to have a relevantinterest in which AMCI has a relevantinterest, by virtue of having control of2010 FRK CRT Investments, Ltd. 8,933,866 ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevantinterest Registered holder ofsecurities Person entitled to beregistered as holder(8) Class and numberof securities
AMCI AMCI AMCI 8,933,866 ordinaryshares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

ntial holder is as follows:
Holder of relevantinterest Date of acquisition Consideration (9) Class and numberof securities
Cash Non-cash
AMCI 7 May 2021 N/A 8,933,866 ordinaryshares
persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
Not applicable Not applicable

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
AMCI 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA
2005 Kirmar Trust C/- AMCI Group, LLC, 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA
2010 FRK CRT Investments, Ltd. C/- AMCI Group, LLC, 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA
Hans J. Mende C/- AMCI Group, LLC, 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA
Fritz R. Kundrun C/- AMCI Group, LLC, 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA

Signature

print name Hans J. Mende capacity Executive Chairman
sign here date 14 May 2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

    • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

    • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

    • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”

  • (9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.