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JUNO MINERALS LIMITED Major Shareholding Notification 2021

May 13, 2021

65164_rns_2021-05-13_1638780c-55fb-4637-9d0a-c43d95389606.pdf

Major Shareholding Notification

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Form 603 Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme Juno Minerals Limited ( JNO )

ACN/ARSN ACN 645 778 892

1. Details of substantial holder (1)

Name This notice is given by Hans J. Mende on his own behalf and on behalf of his controlled entities listed in section 3 ACN/ARSN (if applicable) N/A The holder became a substantial holder on 14 May 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4) Number of securities Person’s votes(5) Voting power(6)
Ordinaryshares 15,678,945 ordinaryshares 15,678,945 11.55%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

r are as follows:
Holder of relevant interest Nature of relevant interest(7) Class and number of securities
HJM Jupiter, LP Taken under section 608(1)(a) of theCorporations Act to have a relevantinterest as the registered and beneficialholder of shares in JNO. 6,745,079 ordinary shares
HJM Jupiter Holdings, LLC Taken under section 608(3)(a) of theCorporations Act to have a relevantinterest in which HJM Jupiter, LP has arelevant interest, by virtue of controllingmore than 20% of the voting power inHJM Jupiter, LP. 6,745,079 ordinary shares
2005 Kirmar Trust (the trustee of whichis Hans J. Mende) Taken under section 608(3)(a) of theCorporations Act to have a relevantinterest in which HJM Jupiter, LP hasa relevant interest, by virtue ofcontrolling more than 20% of thevoting power in HJM Jupiter Holdings,LLC.Taken under section 608(3)(a) of theCorporations Act to have a relevantinterest in 8,933,866 ordinary sharesin JNO held legally and beneficially byAMCI, by virtue of controlling morethan 20% of the voting power in AMCI. 15,678,945 ordinary shares
Hans J. Mende Taken under section 608(3)(b) of theCorporations Act to have a relevantinterest in which HJM Jupiter, LP andAMCI Group, LLC (Series 10) (AMCI)have a relevant interest, by virtue ofhaving control of the 2005 Kirmar Trust. 15,678,945 ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant Registered holder of Person entitled to be Class and number
interest securities registered as holder(8) of securities
HJM Jupiter, LP HJM Jupiter, LP HJM Jupiter, LP 6,745,079 ordinaryshares
AMCI Group, LLC (Series 10) AMCI Group, LLC (Series 10) AMCI Group, LLC (Series 10) 8,933,866 ordinaryshares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

ntial holder is as follows:
Holder of relevantinterest Date of acquisition Consideration (9) Class and numberof securities
Cash Non-cash
HJM Jupiter, LP 7 May 2021 N/A 6,745,079 ordinaryshares
AMCI Group, LLC (Series 10) 7 May 2021 N/A 8,933,866 ordinaryshares

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Not applicable Not applicable

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
HJM Jupiter, LP C/- AMCI Group, LLC, 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA
HJM Jupiter Holdings, LLC C/- AMCI Group, LLC, 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA
2005 Kirmar Trust C/- AMCI Group, LLC, 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA
Hans J. Mende C/- AMCI Group, LLC, 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA
AMCI Group, LLC(Series 10) 3rd Floor, 600 Steamboat Road, Greenwich CT 06830, USA

Signature

print name Hans J. Mende capacity -
sign here date 14 May 2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

    • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

    • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

    • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”

  • (9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.