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Jujiang Construction Group Co., Ltd. — Capital/Financing Update 2015
Dec 29, 2015
49937_rns_2015-12-29_1672a496-c519-49ad-8b5e-a9315bd5014f.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」) 的名義登記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣 下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Jujiang Construction Group Co., Ltd. (the “Company”) dated 30 December 2015 (the “Prospectus”).
Staple your 本申請表格使用巨匠建設集團股份有限公司(「本公司」)於2015年12月30日刊發的招股章程(「招股章程」)所界定的詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without here registration or an exemption from registration under the U.S. Securities Act. The Company has not been and will not be registered 請將股款 under the U.S. Investment Company Act of 1940, as amended pursuant to the exemption provided by Section 3(c)(7) thereof. 本申請表格及招股章程概不構成在香港以外司法權區出售任何香港發售股份的要約或招攬購買任何香港發售股份的要約。若無 緊釘在此 根據美國證券法登記或豁免登記,香港發售股份不得在美國提呈發售或出售。本公司並未及將不會根據1940年美國投資公司法 (經當中第3(c)(7)條規定的豁免修訂)登記。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不論全 部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection” section in Appendix VIII to the Prospectus have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄八「送呈香港公司註冊處處長及備查文件」一節所述其他文件已送呈香港公司註 冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「香港聯交所」)、香港中央結算有限公司(「香港結 算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 Jujiang Construction Group Co., Ltd. 巨匠建設集團股份有限公司 (A joint stock limited liability company established in the People’s Republic of China) (於中華人民共和國註冊成立的股份有限公司) Stock code : 1459 股份代號:1459 Maximum Offer Price : HK$1.45 per H Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價:每股H股1.45港元,另加1%經紀佣金、0.0027%證監會 交易徵費及0.005%香港聯交所交易費(須於申請時 以港元繳足,多繳款項可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Jujiang Construction Group Co., Ltd. 致: 巨匠建設集團股份有限公司 Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人 ~~╱~~ 吾 ~~等~~ 同意本申請表格及招股章程的條款及 application procedures in this Application Form 條件以及申請程序。請參閱本申請表格「填交本申 and the Prospectus. Please refer to the “Effect 請表格的效用」一節。 of completing and submitting this Application Form” section of this Application Form.
警告:任何人士只限作出一次為其利益而提出的申 ~~請~~ 。 ~~請參~~ 閱 ~~「填~~ 交本申 ~~請表格的效~~ 用 ~~」~~ 一 ~~節~~ 最 ~~後~~ 四 。 ~~點~~
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」) 的名義登記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣 下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not more than Cheque/banker’s cashier order number 支票 ╱ 銀行本票號碼 6,668,000 shares) 申請香港發售股份數目(不超過6,668,000股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支票 ╱ 銀行本 Total amount 總額 票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. 所有其他聯名申請人的英文姓名╱名稱(如有) of all other joint applicants (Please delete as appropriate) 的香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者)所有其他聯名申請人 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own THIS BOX MUST BE DULY COMPLETED benefit if you do not complete this section. Please provide 必須填妥此欄 an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是項 Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 認購申請將視作為 閣下利益提出。請填寫每名(聯名)實 中央結算系統投資者戶口持有人或指定的中央結算系統參與者的參與者編號 益擁有人的賬戶號碼或身份識別號碼。
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用正楷填寫 姓名╱名稱 及香港 地址 )
For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統 公司投資者戶口持有人,請加蓋顯示公司名稱的公司印鑒
(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)
For internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」) 的名義登記將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣 下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
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(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬 個別人士)或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第2段。
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過指定的中央結算系統參與者(中央結 算系統投資者戶口持有人除外)提出申請:如屬個別人士,必須填寫 閣下的香港身份證號碼或護 照號碼(持有香港身份證者請填寫香港身份證號碼,否則請填寫護照號碼);如屬法人團體,請填 寫香港商業登記號碼。
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(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票日後如需退回申請股款,退款支票 上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。 有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核實和退款用途。銀行兌現退款 支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護 照號碼,或(如屬法人團體)其香港商業登記號碼。
(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票日後如需退回申請股款,退款支票 上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。 有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核實和退款用途。銀行兌現退款 支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company,
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
|---|---|
| Number of Hong Kong Offer Shares applied for Amount payable on application HK$ Number of Hong Kong Offer Shares applied for Amount payable on application HK$ Number of Hong Kong Offer Shares applied for Amount payable on application HK$ 2,000 4,000 6,000 8,000 10,000 12,000 14,000 16,000 18,000 20,000 30,000 40,000 50,000 2,929.23 5,858.45 8,787.67 11,716.89 14,646.12 17,575.34 20,504.57 23,433.79 26,363.01 29,292.23 43,938.35 58,584.47 73,230.59 60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 87,876.70 102,522.82 117,168.93 131,815.05 146,461.17 292,922.33 439,383.50 585,844.66 732,305.83 878,766.99 1,025,228.16 1,171,689.32 1,318,150.49 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 6,668,000(1) 1,464,611.65 2,929,223.30 4,393,834.95 5,858,446.60 7,323,058.25 8,787,669.90 9,766,030.48 (1) Maximum number of Hong Kong Offer Shares you may apply for. 2. You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card numbers of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in Sample 樣版 |
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| the appropriate box. |
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ Bank of Communications (Nominee) Co. Ltd. – Jujiang Construction Public Offer ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong account in Hong Kong; and Kong, and have your name certified on the • show your account name, which must either back by a person authorised by the bank. be pre-printed on the cheque, or be endorsed The name on the banker’s cashier order on the back by a person authorised by the must correspond with your name. If it is bank. This account name must correspond a joint application, the name on the back with your name. If it is a joint application, of the banker’s cashier order must be the the account name must be the same as the same as the first-named applicant’s name. first-named applicant’s name. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of Communications Co., Ltd. Hong Kong Branch District Branch Name Address Hong Kong Island Hong Kong Branch 20 Pedder Street, Central Chai Wan Sub-Branch G/F., 121-121A Wan Tsui Road, Chai Wan Cinema Building, Chai Wan Kowloon Tsim Sha Tsui Sub-Branch Shop Nos.1-3 on G/F., CFC Tower, 22-28 Mody Road, Tsim Sha Tsui New Territories Tseung Kwan O Sub-Branch Shops Nos. 252A, 252B, 253-255 on Podium Level 2, Metro City Phase I, Tseung Kwan O Tai Po Sub-Branch
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of Communications Co., Ltd. Hong Kong Branch
Shop No.1, 2, 26 & 27, G/F., Wing Fai Plaza, 29-35 Ting Kok Road, Tai Po
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Your Application Form can be lodged at these times:
— Wednesday, 30 December 2015 9:00 a.m. to 5:00 p.m. — Thursday, 31 December 2015 9:00 a.m. to 5:00 p.m. — Saturday, 2 January 2016 9:00 a.m. to 1:00 p.m. Monday, 4 January 2016 — 9:00 a.m. to 5:00 p.m. Tuesday, 5 January 2016 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, 5 January 2016. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。
可供申請認購的香港發售股份數目及應繳款項一覽表
| 申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
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| 可供申請認購的香港發售股份數目及應繳款項一覽表 | ||
| 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
| 2,000 4,000 6,000 8,000 10,000 12,000 14,000 16,000 18,000 20,000 30,000 40,000 50,000 2,929.23 5,858.45 8,787.67 11,716.89 14,646.12 17,575.34 20,504.57 23,433.79 26,363.01 29,292.23 43,938.35 58,584.47 73,230.59 |
60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 87,876.70 102,522.82 117,168.93 131,815.05 146,461.17 292,922.33 439,383.50 585,844.66 732,305.83 878,766.99 1,025,228.16 1,171,689.32 1,318,150.49 樣 |
1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 6,668,000(1) 1,464,611.65 2,929,223.30 4,393,834.95 5,858,446.60 7,323,058.25 8,787,669.90 9,766,030.48 版 |
| (1) 閣下可申請認購的香港發售股份最高數目。 2. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格次頁簽署,只接納親筆簽名 (不得以個人印章代替)。 如 閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請: • 該指定中央結算系統參與者必須於表格蓋上公司印鑒(附有公司名稱),並在適當方格內填寫 參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的姓名和香港身份證號碼; • 須在適當方格內填寫閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼; • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的公司名稱和香港商業登記號碼; • 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑒(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或附有公司名稱之公司印鑒)或其他類似事項如 有不確或遺漏,均可能導致申請無效。 Sample |
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立 開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關申請將不獲接納:
支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「 交通銀行(代理人)有限公司-巨匠建設公開發售 」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開 • 須由香港持牌銀行開出,並由有關銀 出;及 行授權的人士在銀行本票背面簽署核 • 顯示 閣下的賬戶名稱,而該賬戶名稱 證 閣下姓名╱名稱。銀行本票所示姓 必須已預印在支票上,或由有關銀行授 名╱名稱必須與 閣下姓名╱名稱相 權的人士在支票背書。賬戶名稱必須 同。如屬聯名申請,銀行本票背面所示 與 閣下姓名╱名稱相同。如屬聯名申 姓名╱名稱必須與排名首位申請人的姓 請,賬戶名稱必須與排名首位申請人的 名╱名稱相同。 姓名╱名稱相同。 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行的特備收集箱: 交通銀行股份有限公司香港分行 地區 分行名稱 地址 港島區 香港分行 中環畢打街20號 柴灣支行 柴灣環翠道121-121A號 柴灣戲院大廈地下 九龍區 尖沙咀支行 尖沙咀麼地道22-28號中福商業大廈 地下1-3號舖 新界區 將軍澳支行 將軍澳新都城商場一期 252A、252B、253-255號舖 大埔支行 大埔汀角路29-35號榮暉花園 地下1、2、26及27號舖
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行的特備收集箱:
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 5. 閣下可於下列時間遞交申請表格: 2015年12月30日(星期三) — 上午九時正至下午五時正 2015年12月31日(星期四) — 上午九時正至下午五時正 2016年1月2日(星期六) — 上午九時正至下午一時正 2016年1月4日(星期一) — 上午九時正至下午五時正 2016年1月5日(星期二) — 上午九時正至中午十二時正 6. 截止遞交申請的時間為2016年1月5日(星期二)中午十二時正。本公司將於當日上午十一時四十 五分至中午十二時正期間登記認購申請,惟受天氣狀況影響(詳見招股章程「如何申請香港發售股 份」一節「10. 惡劣天氣對開始辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant Jujiang Construction Group Co., Ltd. 巨匠建設集團股份有限公司 (A joint stock limited liability company established in the People’s Republic of China) GLOBAL OFFERING Conditions of your application • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this A. Who can apply Application Form and agree to be bound by them; 1. You and any person(s) for whose benefit you are applying • confirm that you have received and read the Prospectus and must be 18 years of age or older and must have a Hong Kong have only relied on the information and representations address. contained in the Prospectus in making your application and 2. If you are a firm, the application must be in the individual will not rely on any other information or representations members’ names. except those in any supplement to the Prospectus; 3. The number of joint applicants may not exceed 4. • confirm that you are aware of the restrictions on the Global 4. If you are a body corporate, the application must be signed Offering in the prospectus; by a duly authorised officer, who must state his representative • agree that none of the Company, the Sole Global Coordinator, capacity, and stamped with your corporation’s chop. 5. You must be outside the United States, not be a U.S. Person the Sole Sponsor, the Sole Lead Manager, the Underwriters, their respective directors, officers, employees, partners, agents, (as defined in Regulation S under the U.S. Securities Act) and advisers and any other parties involved in the Global Offering not be a legal or natural person of the PRC. 6. Unless permitted by the Listing Rules, you cannot apply for is or will be liable for any information and representations not any Hong Kong Offer Shares if you are: in the Prospectus (and any supplement to it); • an existing beneficial owner of shares in the Company • undertake and confirm that you or the person(s) for whose and/or any of its subsidiaries; benefit you have made the application have not applied for or • a Director, Supervisor or chief executive officer of the taken up, or indicated an interest for, and will not apply for Company and/or any of its subsidiaries; or take up, or indicate an interest for, any Offer Shares under • a connected person or core connected person (as the International Offering nor participated in the International respectively defined in the Listing Rules) of the Offering; Company or will become a connected person or core • agree to disclose to the Company, our H Share Registrar, connected person of the Company immediately upon receiving banks, the Sole Global Coordinator, the Sole completion of the Global Offering; Sponsor, the Sole Lead Manager, the Underwriters and/or their • an associate or close associate (as respectively defined respective advisers and agents any personal data which they in the Listing Rules) of any of the above; or may require about you and the person(s) for whose benefit • have been allocated or have applied for or indicated you have made the application; an interest in any Offer Shares under the International • if the laws of any place outside Hong Kong apply to your Offering. application, agree and warrant that you have complied with B. If you are a nominee all such laws and none of the Company, the Sole Global Coordinator, the Sole Sponsor, the Sole Lead Manager and You, as a nominee, may make more than one application for the the Underwriters nor any of their respective officers or Hong Kong Offer Shares by: (i) giving electronic instructions to advisers will breach any law outside Hong Kong as a result HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW of the acceptance of your offer to purchase, or any action Application Form, and lodge more than one application in your own arising from your rights and obligations under the terms and name on behalf of different beneficial owners. conditions contained in the Prospectus and this Application Form; C. Effect of completing and submitting this Application Form • agree that once your application has been accepted, you may By completing and submitting this Application Form, you (and not rescind it because of an innocent misrepresentation; if you are joint applicants, each of you jointly and severally) for • agree that your application will be governed by the laws of yourself or as an agent or a nominee on behalf of each person for Hong Kong; whom you act: • represent, warrant and undertake that (i) you understand that
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represent, warrant and undertake that (i) you understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Offer Shares are non-U.S. persons outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
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undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Global Coordinator (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Hong Kong Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;
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warrant that the information you have provided is true and accurate;
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agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance, the PRC Company Law, the Special Regulation and the Articles of Association;
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agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application;
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Applications for Hong Kong Offer Shares will not be processed and no allotment of any Hong Kong Offer Shares will be made until the application lists close.
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authorise the Company to place the name of the HKSCC Applications for Hong Kong Offer Shares will not be processed and Nominees on the Company’s register of members as the no allotment of any Hong Kong Offer Shares will be made until the holder(s) of any Hong Kong Offer Shares allocated to you, application lists close. and the Company and/or its agents to deposit any H Share certificate(s) into CCASS and/or to send any refund cheque(s) The Company expects to announce the final Offer Price, the to you or the first-named applicant for joint application by indication of the level of interest in the International Offering, the ordinary post at your own risk to the address stated on the level of applications under the Hong Kong Public Offer and the application, unless you have fulfilled the criteria mentioned basis of allocation of the Hong Kong Public Offer on Monday, 11 in the paragraph headed “How to Apply for Hong Kong Offer January 2016 in the South China Morning Post (in English) and Shares – 14. Despatch/Collection of H Share Certificates and the Hong Kong Economic Times (in Chinese) and on the website
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Refund Monies – Personal Collection” in the Prospectus to of the Hong Kong Stock Exchange at www.hkexnews.hk and the
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collect refund cheque(s) in person; Company’s website at www.jujiang.cn. Results of allocations
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• agree that the shares to be allotted shall be issued in the name in Hong Kong Public Offer, and the Hong Kong Identity Card/
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of HKSCC Nominees and deposited directly into CCASS for passport/Hong Kong business registration numbers of successful
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credit to your CCASS Investor Participant stock account or applicants (where applicable) will be available on the above
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the stock account of your designated CCASS Participant; websites.
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• agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares If your application for Hong Kong Offer Shares is successful (in
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issued in the name of HKSCC Nominees or not to accept such whole or in part)
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allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in If your application is wholly or partially successful, your H your name at your own risk and costs; and (3) to cause such Share certificate(s) (subject to their becoming valid certificates allotted shares to be issued in your name (or, if you are a joint of title provided that the Hong Kong Public Offering has become applicant, to the first-named applicant) and in such a case, to unconditional and not having been terminated at 8:00 a.m. on post the certificates for such allotted shares at your own risk Tuesday, 12 January 2016) will be issued in the name of HKSCC to the address on your application form by ordinary post or to Nominees and deposited directly into CCASS for credit to your make available the same for your collection; CCASS Investor Participant stock account or the stock account of
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• agree that each of HKSCC and HKSCC Nominees may adjust your designated CCASS Participant as instructed by you in your the number of allotted shares issued in the name of HKSCC Application Form on Monday, 11 January 2016 or, in the event of a Nominees; contingency, on any other date as shall be determined by HKSCC or
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• agree that neither HKSCC nor HKSCC Nominees shall have HKSCC Nominees. any liability for the information and representations not so • If you are applying through a designated CCASS Participant contained in the Prospectus and this application form; (other than a CCASS Investor Participant): For Hong Kong
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• agree that neither HKSCC nor HKSCC Nominees shall be Offer Shares credited to the stock account of your designated liable to you in any way; CCASS Participant (other than a CCASS Investor Participant),
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• declare and represent that this is the only application made you can check the number of Hong Kong Offer Shares allotted
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and the only application intended by you to be made to benefit to you with that CCASS Participant.
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you or the person for whose benefit you are applying; • If you are applying as a CCASS Investor Participant: The
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• understand that the Company, the Sole Global Coordinator Company expects to publish the results of CCASS Investor
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and the Sole Sponsor will rely on your declarations and Participants’ applications together with the results of the
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representations in deciding whether or not to make any Hong Kong Public Offering in the South China Morning
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allotment of any of the Hong Kong Offer Shares to you and Post (in English) and the Hong Kong Economic Times (in
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that you may be prosecuted for making a false declaration;
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• (if the application is made for your own benefit) warrant that Chinese) on Monday, 11 January 2016. You should check the announcement published by the Company and report any
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no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving discrepancies to HKSCC before 5:00 p.m. on Monday, 11 electronic application instructions to HKSCC or to the HK January 2016 or such other date as shall be determined by eIPO White Form Service Provider by you or by any one as HKSCC or HKSCC Nominees. Immediately after the credit your agent or by any other person; and of the Hong Kong Offer Shares to your stock account, you
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• (if you are making the application as an agent for the benefit can check your new account balance via the CCASS Phone of another person) warrant that (i) no other application has System and CCASS Internet System (under the procedures been or will be made by you as agent for or for the benefit of contained in HKSCC’s “An Operating Guide for Investor that person or by that person or by any other person as agent Participants” in effect from time to time). HKSCC will also for that person on a WHITE or YELLOW Application Form make available to you an activity statement showing the or by giving electronic application instructions to HKSCC; number of Hong Kong Offer Shares credited to your stock and (ii) you have due authority to sign the Application Form account. or give electronic application instructions on behalf of that other person as their agent.
• agree that the shares to be allotted shall be issued in the name in Hong Kong Public Offer, and the Hong Kong Identity Card/ of HKSCC Nominees and deposited directly into CCASS for passport/Hong Kong business registration numbers of successful credit to your CCASS Investor Participant stock account or applicants (where applicable) will be available on the above the stock account of your designated CCASS Participant; websites. • agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares If your application for Hong Kong Offer Shares is successful (in issued in the name of HKSCC Nominees or not to accept such whole or in part) allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in If your application is wholly or partially successful, your H your name at your own risk and costs; and (3) to cause such Share certificate(s) (subject to their becoming valid certificates allotted shares to be issued in your name (or, if you are a joint of title provided that the Hong Kong Public Offering has become applicant, to the first-named applicant) and in such a case, to unconditional and not having been terminated at 8:00 a.m. on post the certificates for such allotted shares at your own risk Tuesday, 12 January 2016) will be issued in the name of HKSCC to the address on your application form by ordinary post or to Nominees and deposited directly into CCASS for credit to your make available the same for your collection; CCASS Investor Participant stock account or the stock account of • agree that each of HKSCC and HKSCC Nominees may adjust your designated CCASS Participant as instructed by you in your the number of allotted shares issued in the name of HKSCC Application Form on Monday, 11 January 2016 or, in the event of a Nominees; contingency, on any other date as shall be determined by HKSCC or • agree that neither HKSCC nor HKSCC Nominees shall have HKSCC Nominees. any liability for the information and representations not so • If you are applying through a designated CCASS Participant contained in the Prospectus and this application form; (other than a CCASS Investor Participant): For Hong Kong • agree that neither HKSCC nor HKSCC Nominees shall be Offer Shares credited to the stock account of your designated liable to you in any way; CCASS Participant (other than a CCASS Investor Participant), • declare and represent that this is the only application made you can check the number of Hong Kong Offer Shares allotted and the only application intended by you to be made to benefit to you with that CCASS Participant. you or the person for whose benefit you are applying; • If you are applying as a CCASS Investor Participant: The • understand that the Company, the Sole Global Coordinator Company expects to publish the results of CCASS Investor and the Sole Sponsor will rely on your declarations and Participants’ applications together with the results of the representations in deciding whether or not to make any Hong Kong Public Offering in the South China Morning allotment of any of the Hong Kong Offer Shares to you and Post (in English) and the Hong Kong Economic Times (in that you may be prosecuted for making a false declaration; • (if the application is made for your own benefit) warrant that Chinese) on Monday, 11 January 2016. You should check the announcement published by the Company and report any no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving discrepancies to HKSCC before 5:00 p.m. on Monday, 11 electronic application instructions to HKSCC or to the HK January 2016 or such other date as shall be determined by eIPO White Form Service Provider by you or by any one as HKSCC or HKSCC Nominees. Immediately after the credit your agent or by any other person; and of the Hong Kong Offer Shares to your stock account, you • (if you are making the application as an agent for the benefit can check your new account balance via the CCASS Phone of another person) warrant that (i) no other application has System and CCASS Internet System (under the procedures been or will be made by you as agent for or for the benefit of contained in HKSCC’s “An Operating Guide for Investor that person or by that person or by any other person as agent Participants” in effect from time to time). HKSCC will also for that person on a WHITE or YELLOW Application Form make available to you an activity statement showing the or by giving electronic application instructions to HKSCC; number of Hong Kong Offer Shares credited to your stock and (ii) you have due authority to sign the Application Form account.
No receipt will be issued for application money paid. The Company will not issue temporary documents of title.
D. Power of attorney
If your application is made through an authorised attorney, the Company and the Sole Global Coordinator may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
Refund of your money
If you do not receive any Hong Kong Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.
Offer Price and Allocation of Hong Kong Offer Shares
The Offer Price is expected to be fixed on or around Tuesday, 5 January 2016. Applicants are required to pay the maximum Offer Price of HK$1.45 for each Hong Kong Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Sole Global Coordinator (on behalf of the Underwriters) on or before Friday, 8 January 2016, the Global Offering will not proceed.
The refund procedures are stated in “14. Despatch/Collection of H Share Certificates and Refund Monies” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 Jujiang Construction Group Co., Ltd. 巨匠建設集團股份有限公司 (於中華人民共和國註冊成立的股份有限公司) 全球發售 申請條件 ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束; 甲、 可提出申請的人士 ‧ 確認 閣下已接獲及細閱招股章程,提出申請時亦僅依 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲並 據招股章程載列的資料及陳述,而不會依賴任何其他資 有香港地址。 料或陳述(招股章程的任何補充文件所載者除外); 2. 如 閣下為公司,申請須以個別成員名義提出。 ‧ 3. 聯名申請人不得超過四名。 確認 閣下知悉招股章程內有關全球發售的限制; 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署, ‧ 同意本公司、獨家全球協調人、獨家保薦人、獨家牽頭 並註明其所屬代表身份及蓋上公司印鑒。 經辦人、包銷商、彼等各自的董事、管理人員、僱員、 5. 閣下必須身處美國境外,並非美籍人士(定義見美國證 合夥人、代理、顧問及參與全球發售的任何其他各方現 券法S規例),亦非中國法人或自然人。 時及日後均毋須對並非載於招股章程(及其任何補充文 6. 如 閣下屬下列人士,除非獲上市規則批准,否則 閣 件)的任何資料及陳述負責; 下不得申請認購任何香港發售股份: ‧ 本公司及╱或其任何子公司股份的現有實益擁有 ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並 人; 無申請或承購或表示有意認購,亦將不會申請或承購或 ‧ 董事、監事或本公司及╱或其任何子公司的主要 表示有意認購國際發售項下的任何發售股份,亦無參與 行政人員; 國際發售; ‧ 本公司關連人士或核心關連人士(定義分別見上市 ‧ 同意在本公司、我們的H股證券登記處、收款銀行、獨 規則)或緊隨全球發售完成後將成為本公司關連人 家全球協調人、獨家保薦人、獨家牽頭經辦人、包銷商 士或核心關連人士的人士; ‧ 上述任何人士的聯繫人或緊密聯繫人(定義分別見 及╱或彼等各自的顧問及代理提出要求時,向彼等披 上市規則);或 露其所要求提供有關 閣下及 閣下為其利益提出申請 ‧ 已獲分配或已申請認購或表示有意申請認購國際發 的人士的任何個人資料; 售的任何發售股份的人士。 ‧ 倘香港境外任何地方的法例適用於 閣下的申請,則同 意及保證 閣下已遵守所有有關法例,且本公司、獨家 乙、 如 閣下為代名人 全球協調人、獨家保薦人、獨家牽頭經辦人、包銷商及 閣下作為代名人可提交超過一份香港發售股份申請,方法 是:(i)透過中央結算及交收系統(「中央結算系統」)向香港 彼等各自的任何管理人員或顧問概不會因接納 閣下的 結算發出電子認購指示(如 閣下為中央結算系統參與者); 購買要約,或 閣下在招股章程及本申請表格所載的條 或(ii)使用 白色 或 黃色 申請表格以本身名義代表不同的實益擁 款及條件項下的權利及責任所引致的任何行動,而違反 有人提交超過一份申請。 香港境外的任何法例; ‧ 同意 閣下的申請一經接納,即不得因無意作出的失實 丙、 填交本申請表格的效用
- ‧ 同意 閣下的申請一經接納,即不得因無意作出的失實 陳述而撤銷;
閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 人,則各申請人共同及個別)代表 閣下本身,或作為 閣 下代其行事的每名人士的代理或代名人:
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‧ 同意 閣下的申請受香港法例規管;
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‧ 聲明、保證及承諾:(i) 閣下明白香港發售股份不曾亦 將不會根據美國證券法登記;及(ii) 閣下及 閣下為 其利益申請香港發售股份的任何人士均非美籍人士且身 處美國境外(定義見S規例),或為S規例第902條第(h) (3)段所述的人士;
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‧ 承諾簽立所有相關文件,並指示及授權本公司及╱或 作為本公司代理的獨家全球協調人(或其代理或代名 人),為按照組織章程細則的規定將 閣下獲分配的 任何香港發售股份以香港結算代理人的名義登記而代 表 閣下簽立任何文件及代表 閣下作出一切所需行 動;
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‧ 保證 閣下提供的資料真實及準確;
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‧ 同意遵守公司條例、公司(清盤及雜項條文)條例、中 國公司法、特別規定及組織章程細則;
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‧ 同意接納所申請數目或根據申請分配予 閣下但數目較 少的香港發售股份;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
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‧ 授權本公司將香港結算代理人的名稱列入本公司股東名 截止辦理申請登記前,概不處理香港發售股份的申請或配發 冊,作為 閣下獲分配的任何香港發售股份的持有人, 任何香港發售股份。 並授權本公司及╱或其代理將任何H股股票存入中央結 算系統及╱或以普通郵遞方式按申請所示地址向 閣 本公司預期於2016年1月11日(星期一)在南華早報(以 下或聯名申請中排名首位的申請人發送任何退款支票, 英文)、香港經濟日報(以中文)、香港聯交所網站
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郵誤風險由 閣下自行承擔,除非 閣下已符合招股章 www.hkexnews.hk及本公司網站www.jujiang.cn公佈最終發售
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程「如何申請香港發售股份- 14. 發送╱領取H股股票 價、國際發售踴躍程度、香港公開發售申請水平及香港公開
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及退回股款-親身領取」一段所述親身領取退款支票的 發售分配基準。香港公開發售的分配結果以及獲接納申請人
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條件;
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‧ 的香港身份證╱護照╱香港商業登記號碼(如適用)亦同於 同意將獲配發的股份以香港結算代理人的名義發行,並 直接存入中央結算系統,以寄存於 閣下的中央結算系 上述網站公佈。 統投資者戶口持有人股份戶口或 閣下指定的中央結算 系統參與者股份戶口; 如 閣下成功申請認購香港發售股份(全部或部分)
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‧ 同意香港結算及香港結算代理人各自保留權利(1)不接納(1)不接納不接納 如 閣下的申請全部或部分獲接納, 閣下的H股股票(前H股股票(前股股票(前 任何或部分以香港結算代理人名義發行的該等獲配發股 提是到2016年1月12日(星期二)上午八時正香港公開發售成2016年1月12日(星期二)上午八時正香港公開發售成年1月12日(星期二)上午八時正香港公開發售成1月12日(星期二)上午八時正香港公開發售成月12日(星期二)上午八時正香港公開發售成12日(星期二)上午八時正香港公開發售成日(星期二)上午八時正香港公開發售成 份,或不接納該等獲配發股份存入中央結算系統;(2)(2) 為無條件且並無終止,H股股票成為有效的所有權證明)將H股股票成為有效的所有權證明)將股股票成為有效的所有權證明)將 促使該等獲配發股份從中央結算系統提取,並轉入 閣 以香港結算代理人名義發出,並按 閣下在申請表格的指示
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下名下,有關風險及費用概由 閣下自行承擔;及(3)(3) 於2016年1月11日(星期一)或在特別情況下由香港結算或香2016年1月11日(星期一)或在特別情況下由香港結算或香年1月11日(星期一)或在特別情況下由香港結算或香1月11日(星期一)或在特別情況下由香港結算或香月11日(星期一)或在特別情況下由香港結算或香11日(星期一)或在特別情況下由香港結算或香日(星期一)或在特別情況下由香港結算或香
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促使該等獲配發股份以 閣下名義發行(或如屬聯名 港結算代理人釐定的任何其他日期直接存入中央結算系統,
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申請人,則以排名首位申請人的名義發行),而在此情 以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口
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況下,會以普通郵遞方式將該等獲配發股份的股票寄 或 閣下指定的中央結算系統參與者股份戶口。
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往 閣下申請表格所示地址(郵誤風險概由 閣下自行 承擔)或提供該等股票予 閣下領取; ‧ 倘 閣下透過指定的中央結算系統參與者(中央結算系
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‧ 同意香港結算及香港結算代理人均可調整以香港結算代 統投資者戶口持有人除外)提出申請:關於寄存於 閣 理人名義發行的獲配發股份數目; 下的指定中央結算系統參與者(中央結算系統投資者戶
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‧ 同意香港結算及香港結算代理人對招股章程及本申請表 口持有人除外)股份戶口的香港發售股份, 閣下可向 格未有載列的資料及陳述概不負責; 該中央結算系統參與者查詢 閣下獲配發的香港發售股
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‧ 同意香港結算及香港結算代理人概不以任何方式對 閣 份數目。 下負責; ‧ 倘 閣下以中央結算系統投資者戶口持有人身份提出申
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‧ 聲明及表示此乃 閣下為本身或 閣下為其利益提出申 請:本公司預期於2016年1月11日(星期一)在南華早2016年1月11日(星期一)在南華早年1月11日(星期一)在南華早1月11日(星期一)在南華早月11日(星期一)在南華早11日(星期一)在南華早日(星期一)在南華早
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請的人士提出及擬提出的唯一申請;
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‧ 明白本公司、獨家全球協調人及獨家保薦人將依據 閣 報(以英文)及香港經濟日報(以中文)刊登中央結算 系統投資者戶口持有人的申請結果及香港公開發售的結
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下的聲明及陳述而決定是否向 閣下配發任何香港發售 果。 閣下應查閱本公司刊發的公佈,如有任何誤差,
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股份, 閣下如作出虛假聲明,可能會被檢控;
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‧ (如本申請是為 閣下本身利益提出)保證 閣下或作 須於2016年1月11日(星期一)或香港結算或香港結算2016年1月11日(星期一)或香港結算或香港結算年1月11日(星期一)或香港結算或香港結算1月11日(星期一)或香港結算或香港結算月11日(星期一)或香港結算或香港結算11日(星期一)或香港結算或香港結算日(星期一)或香港結算或香港結算 為 閣下代理的任何人士或任何其他人士不曾亦不會 代理人釐定的有關其他日期下午五時正前向香港結算報 為 閣下的利益以 白色 或 黃色 申請表格或透過向香港結 告。緊隨香港發售股份存入 閣下的股份戶口後, 閣 算或向網上白表服務供應商發出電子認購指示提出其他 下即可透過「結算通」電話系統及中央結算系統互聯網 申請;及 系統(根據香港結算不時生效的「投資者戶口操作簡介」
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‧ (倘 閣下作為代理為另一人士的利益提出申請)保 所載程序)查閱 閣下的最新戶口結餘。香港結算亦將 證:(i) 閣下(作為代理或為該人士利益)或該人士或 向 閣下發出一份活動結單,列出存入 閣下股份戶口 任何其他作為該人士代理的人士不曾亦不會以 白色 或 黃 的香港發售股份數目。
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色 申請表格或透過向香港結算發出電子認購指示提出其 他申請;及(ii) 閣下獲正式授權作為該人士的代理代 本公司不會就繳付的申請股款發出收據,亦不會發出臨時所
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為簽署申請表格或發出電子認購指示。 有權文件。
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丁、 授權書 如 閣下透過獲授權人士提出申請,本公司及獨家全球協調 退回款項 人可按其認為合適的條件(包括出示授權證明)酌情接納或 若 閣下未獲分配任何香港發售股份或申請僅部分獲接納, 拒絕 閣下的申請。 本公司將不計利息退回 閣下的申請股款(包括相關的1%經1%經經
‧ 同意香港結算及香港結算代理人各自保留權利(1)不接納(1)不接納不接納 如 閣下的申請全部或部分獲接納, 閣下的H股股票(前H股股票(前股股票(前 任何或部分以香港結算代理人名義發行的該等獲配發股 提是到2016年1月12日(星期二)上午八時正香港公開發售成2016年1月12日(星期二)上午八時正香港公開發售成年1月12日(星期二)上午八時正香港公開發售成1月12日(星期二)上午八時正香港公開發售成月12日(星期二)上午八時正香港公開發售成12日(星期二)上午八時正香港公開發售成日(星期二)上午八時正香港公開發售成 份,或不接納該等獲配發股份存入中央結算系統;(2)(2) 為無條件且並無終止,H股股票成為有效的所有權證明)將H股股票成為有效的所有權證明)將股股票成為有效的所有權證明)將 促使該等獲配發股份從中央結算系統提取,並轉入 閣 以香港結算代理人名義發出,並按 閣下在申請表格的指示 下名下,有關風險及費用概由 閣下自行承擔;及(3)(3) 於2016年1月11日(星期一)或在特別情況下由香港結算或香2016年1月11日(星期一)或在特別情況下由香港結算或香年1月11日(星期一)或在特別情況下由香港結算或香1月11日(星期一)或在特別情況下由香港結算或香月11日(星期一)或在特別情況下由香港結算或香11日(星期一)或在特別情況下由香港結算或香日(星期一)或在特別情況下由香港結算或香 促使該等獲配發股份以 閣下名義發行(或如屬聯名 港結算代理人釐定的任何其他日期直接存入中央結算系統, 申請人,則以排名首位申請人的名義發行),而在此情 以寄存於 閣下的中央結算系統投資者戶口持有人股份戶口 況下,會以普通郵遞方式將該等獲配發股份的股票寄 或 閣下指定的中央結算系統參與者股份戶口。 往 閣下申請表格所示地址(郵誤風險概由 閣下自行 承擔)或提供該等股票予 閣下領取; ‧ 倘 閣下透過指定的中央結算系統參與者(中央結算系 ‧ 同意香港結算及香港結算代理人均可調整以香港結算代 統投資者戶口持有人除外)提出申請:關於寄存於 閣 理人名義發行的獲配發股份數目; 下的指定中央結算系統參與者(中央結算系統投資者戶 ‧ 同意香港結算及香港結算代理人對招股章程及本申請表 口持有人除外)股份戶口的香港發售股份, 閣下可向 格未有載列的資料及陳述概不負責; 該中央結算系統參與者查詢 閣下獲配發的香港發售股
倘 閣下以中央結算系統投資者戶口持有人身份提出申 請:本公司預期於2016年1月11日(星期一)在南華早2016年1月11日(星期一)在南華早年1月11日(星期一)在南華早1月11日(星期一)在南華早月11日(星期一)在南華早11日(星期一)在南華早日(星期一)在南華早 報(以英文)及香港經濟日報(以中文)刊登中央結算 系統投資者戶口持有人的申請結果及香港公開發售的結 果。 閣下應查閱本公司刊發的公佈,如有任何誤差, 須於2016年1月11日(星期一)或香港結算或香港結算2016年1月11日(星期一)或香港結算或香港結算年1月11日(星期一)或香港結算或香港結算1月11日(星期一)或香港結算或香港結算月11日(星期一)或香港結算或香港結算11日(星期一)或香港結算或香港結算日(星期一)或香港結算或香港結算 代理人釐定的有關其他日期下午五時正前向香港結算報 告。緊隨香港發售股份存入 閣下的股份戶口後, 閣 下即可透過「結算通」電話系統及中央結算系統互聯網 系統(根據香港結算不時生效的「投資者戶口操作簡介」 所載程序)查閱 閣下的最新戶口結餘。香港結算亦將 向 閣下發出一份活動結單,列出存入 閣下股份戶口 的香港發售股份數目。
若 閣下未獲分配任何香港發售股份或申請僅部分獲接納, 本公司將不計利息退回 閣下的申請股款(包括相關的1%經1%經經 紀佣金、0.0027%證監會交易徵費及0.005%香港聯交所交易 費)。若發售價低於最高發售價,本公司將不計利息退回多 收申請股款(包括相關的1%經紀佣金、0.0027%證監會交易 徵費及0.005%聯交所交易費)。
發售價及香港發售股份的分配
預期發售價於2016年1月5日(星期二)或前後釐定。申請人 須繳付每股香港發售股份1.45港元的最高發售價,另加1% 經紀佣金、0.0027%證監會交易徵費及0.005%香港聯交所交 易費。倘若本公司與獨家全球協調人(代表包銷商)並無於 2016年1月8日(星期五)或之前協定發售價,全球發售將不 會進行。
有關退款程序載於招股章程「如何申請香港發售股份」一節 中的「14. 發送╱領取H股股票及退回股款」。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
purposes to which the securities’ holders may from time to time agree.
Personal Data
Personal Information Collection Statement
3. Transfer of personal data
This Personal Information Collection Statement informs the 3. Transfer of personal data applicant for, and holder of, Hong Kong Offer Shares, of Personal data held by the Company and its H Share the policies and practices of the Company and its H Share Registrar relating to the securities holders will be kept Registrar in relation to personal data and the Personal Data confidential but the Company and its H Share Registrar (Privacy) Ordinance (Chapter 486 of the Laws of Hong may, to the extent necessary for achieving any of the Kong) (the “Ordinance”). above purposes, disclose, obtain or transfer (whether 1. Reasons for the collection of your personal data within or outside Hong Kong) the personal data to, from or with any of the following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company advisers, receiving bankers and overseas principal or its agents and the H Share Registrar when applying for share registrar; securities or transferring securities into or out of their names • where applicants for securities request a deposit into or in procuring the services of the H Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will Failure to supply the requested data may result in your use the personal data for the purposes of operating application for securities being rejected, or in delay or the CCASS; inability of the Company or its H Share Registrar to effect • any agents, contractors or third-party service providers transfers or otherwise render their services. It may also who offer administrative, telecommunications, prevent or delay registration or transfers of the Hong Kong computer, payment or other services to the Company Offer Shares which you have successfully applied for and/or or the H Share Registrar in connection with their the despatch of H Share certificate(s) and/or refund cheque(s) respective business operation; to which you are entitled. • the Hong Kong Stock Exchange, the SFC and any It is important that securities holders inform the Company other statutory regulatory or governmental bodies or and the H Share Registrar immediately of any inaccuracies in otherwise as required by laws, rules or regulations; the personal data supplied. and • any persons or institutions with which the securities’ 2. Purposes holders have or propose to have dealings, such as The personal data of the securities holders may be used, their bankers, solicitors, accountants or stockbrokers held, processed, and/or stored (by whatever means) for the etc. following purposes: • processing your application and refund cheque, where 4. Retention of personal data applicable, verification of compliance with the terms The Company and its H Share Registrar will keep the and application procedures set out in this Application personal data of the applicants and holders of securities Form and the Prospectus and announcing results of for as long as necessary to fulfil the purposes for which allocation of the Hong Kong Offer Shares; the personal data were collected. Personal data which • compliance with applicable laws and regulations in is no longer required will be destroyed or dealt with in Hong Kong and elsewhere; accordance with the Ordinance. • registering new issues or transfers into or out of 5. Access to and correction of personal data the names of securities’ holders including, where Securities holders have the right to ascertain whether the applicable, HKSCC Nominees; Company or the H Share Registrar hold their personal • maintaining or updating the register of securities’ data, to obtain a copy of that data, and to correct any data holders of the Company; that is inaccurate. The Company and the H Share Registrar • verifying securities holders’ identities; have the right to charge a reasonable fee for the processing • establishing benefit entitlements of securities’ holders of such requests. of the Company, such as dividends, rights issues, bonus issues, etc.;
All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our H Share Registrar for the attention of the privacy compliance officer.
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities’ holders profiles;
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disclosing relevant information to facilitate claims on entitlements; and
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料 持有人及╱或監管機構承擔的責任及╱或證 券持有人不時同意的任何其他用途。 個人資料收集聲明 此項個人資料收集聲明是向香港發售股份的申請 3. 轉交個人資料 人和持有人說明有關本公司及其H股證券登記處 本公司及其H股證券登記處所持有關證券持有人 有關個人資料和香港法例第486章《個人資料(私 的個人資料將會保密,但本公司及其H股證券登 隱)條例》(「條例」)方面的政策和慣例。 記處可在將資料作上述任何用途的必要情況下, 向下列任何人士披露、獲取或轉交(無論在香港 1. 收集 閣下個人資料的原因 境內或境外)有關個人資料: ‧ 證券申請人及登記持有人以本身名義申請證券或 本公司委任的代理,如財務顧問、收款銀行 轉讓或受讓證券時或尋求H股證券登記處的服務 和主要海外股份過戶登記處; 時,必須向本公司或其代理及H股證券登記處提 ‧ (如證券申請人要求將證券存入中央結算系 供準確個人資料。 統)香港結算或香港結算代理人;彼等將會 就中央結算系統的運作使用有關個人資料; 未能提供所要求的資料可能導致 閣下的證券申 ‧ 向本公司或H股證券登記處提供與其各自業 請被拒絕或延遲,或本公司或其H股證券登記處 務經營有關的行政、電訊、電腦、付款或其 無法落實證券轉讓或提供服務。此舉亦可能妨礙 他服務的任何代理、承包商或第三方服務供 或延遲登記或轉讓 閣下成功申請的香港發售股 應商; 份及╱或寄發 閣下應得的H股股票及╱或退款 ‧ 香港聯交所、證監會及任何其他法定監管或 支票。 政府機關或其他法例、規則或規例規定的部 門;及 ‧ 證券持有人所提供的個人資料如有任何錯誤,須 證券持有人與其進行或擬進行交易的任何人 立即通知本公司及H股證券登記處。 士或機構,例如其銀行、律師、會計師或股 票經紀等。 2. 用途 證券持有人的個人資料可被採用及以任何方式持 4. 個人資料的保留 有、處理及╱或保存,以作下列用途: 本公司及其H股證券登記處將按收集個人資料所 ‧ 處理 閣下的申請及退款支票(如適用)、核 需的用途保留證券申請人及持有人的個人資料。 實是否符合本申請表格及招股章程載列的條 無需保留的個人資料將會根據條例銷毀或處理。 款和申請程序以及公佈香港發售股份的分配 結果; 5. 查閱和更正個人資料 ‧ 遵守香港及其他地區的適用法例及規例; 證券持有人有權確定本公司或H股證券登記處是 ‧ 以證券持有人(包括香港結算代理人(如適 否持有其個人資料、取有關資料的副本及更正任 用))的名義登記新發行證券或轉讓或受讓證 何不準確資料。本公司和H股證券登記處有權就 券; 處理該等要求收取合理費用。 ‧ 存置或更新本公司證券持有人的名冊; ‧ 核實證券持有人的身份; 所有查閱資料或更正資料的要求應按招股章程
所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的我們的註冊 地址送交公司秘書,或向我們的H股證券登記處 的私隱事務主任提出。
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‧ 確定本公司證券持有人的受益權利,如股 息、供股和紅股等;
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‧ 分發本公司及其子公司的通訊;
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‧ 編製統計資料及證券持有人資料;
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‧ 披露有關資料以便就權益索償;及
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‧ 披露有關資料以便就權益索償;及 閣下簽署申請表格或向香港結算發出電子認購指
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‧ 與上述有關的任何其他附帶或相關用途及╱ 示,即表示同意上述各項。 或使本公司及H股證券登記處能履行對證券