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JPMORGAN CHASE & CO — Capital/Financing Update 2007
Feb 14, 2007
10833_prs_2007-02-14_fd7f7ae8-ce55-4311-9226-5a5b0d319454.zip
Capital/Financing Update
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424B3 1 mmps7576.htm 424(B)3 DATED FEBRUARY 14, 2007
PROSPECTUS SUPPLEMENT dated February 14, 2007 (to Prospectus dated July 1, 2004) Rule 424(b)(3) File No. 333-116822
JPMORGAN CHASE & CO. Debt Securities Preferred Stock Depositary Shares Warrants This Prospectus Supplement supplements our Prospectus dated July 1, 2004, relating to our debt securities, preferred stock, depositary shares and warrants (the "Prospectus")
ADDITIONAL COMPANY SENIOR SECURITIES
The following is added to the section of the Prospectus entitled "Company Debt Securities - Company Senior Securities" following the summary terms of the "3.50% Notes Due 2009" to reflect the issuance of the Company Senior Securities described below following the date of the Prospectus:
Floating Rate Notes due 2009
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: Interest rate: $1,000,000,000 October 2, 2009 January 2, April 2, July 2 and October 2 December 15, March 15, June 15 and September 15 September 29, 2004 LIBOR Telerate reset quarterly + 0.19%
3.80% Notes due 2009
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: $500,000,000 October 2, 2009 April 2 and October 2 March 15 and September 15 September 29, 2004
4.50% Notes due 2012
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: $850,000,000 January 15, 2012 January 15 and July 15 January 1 and July 1 December 14, 2004
4.75% Notes due 2015
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: $1,250,000,000 March 1, 2015 March 1 and September 1 February 15 and August 15 February 25, 2005
Floating Rate Notes due 2011
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: Interest rate: $1,350,000,000 January 17, 2011 January 17, April 17, July 17 and October 17 January 2, April 2, July 2 and October 2 September 22, 2005 LIBOR Telerate reset monthly + 0.17% for period ending October 17, 2005 and LIBOR Telerate reset quarterly + 0.17% thereafter
4.60% Notes due 2011
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: $500,000,000 January 17, 2011 January 17 and July 17 January 2 and July 2 September 22, 2005
5.60% Notes due 2011
Initial principal amount of series: Additional principal amount issued February 7, 2007 Aggregate principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Initial Issuance date: $1,250,000,000 $ 650,000,000 $1,900,000,000 June 1, 2011 June 1 and December 1 May 15 and November 15 May 16, 2006
Floating Rate Notes due 2011
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: Interest rate: $500,000,000 May 16, 2011 February 16, May 16, August 16 and November 16 February 1, May 1, August 1 and November 1 May 16, 2006 LIBOR Telerate reset quarterly + 0.11%
The following is added to the section of the Prospectus entitled "Company Debt Securities - Company Senior Securities" following the summary terms of the Company's outstanding Senior Medium-Term Notes, Series C to reflect the issuance, following the date of the Prospectus, of the Company Senior Securities described below:
Additional Senior Medium-Term Notes, Series C
We have issued $16,642,041,000 aggregate principal amount of our Senior Medium-Term Notes, Series C (the "Series C Notes") since the date of the Prospectus. In the table below we specify the following terms of those Series C Notes: o Issuance date; o Principal amount; o Maturity date; and o Interest rate and redemption terms, if any. The interest rate bases or formulas applicable to Series C Notes that bear interest at floating rates are indicated in the table below. The Series C Notes are not subject to a sinking fund and are not redeemable unless a redemption date is indicated below. Unless otherwise indicated below, Series C Notes that are redeemable are redeemable at 100% of their principal amount, plus accrued and unpaid interest, if any, to the redemption date.
| Issuance Date | Principal Amount | Maturity Date | Interest Rate/ Redemption Terms |
|---|---|---|---|
| January 25, 2005 | $ 2,750,000,000 | January 25, 2008 | LIBOR Telerate reset quarterly + 0.07% |
| March 24, 2005 | $ 2,000,000,000 | April 1, 2008 | LIBOR Telerate reset quarterly + 0.06% |
| May 9, 2005 | $ 50,000,000 | May 9, 2008 | LIBOR Telerate reset quarterly + 0.03% |
| December 22, 2005 | $ 500,000,000 | December 22, 2008 | LIBOR Telerate reset quarterly + 0.05% |
| April 3, 2006 | $ 1,500,000,000 | April 3, 2009 | LIBOR Telerate reset quarterly + 0.04% |
| June 8, 2006 | $ 3,000,000,000 | July 2, 2007; the initial maturity of any note may be extended at a holder's option to the 2nd day of the calendar month which is one month after the initial maturity date or any later date to which the maturity date of those notes has previously been extended, but in no event past the final maturity date of June 2, 2011. | LIBOR Telerate reset monthly plus an applicable spread respective to the indicated interest period as follows: from 6/8/06 to, but excluding, 7/2/07, minus .03%; from 7/2/07 to, but excluding, 7/2/08, minus .01%; from 7/2/08 to, but excluding, 7/2/09, plus .00%; from 7/2/09 to, but excluding, 7/2/10, plus .01%; from 7/2/10, to but excluding, 6/2/11, plus .02%. |
| June 8, 2006 | $ 2,000,000,000 | June 6, 2008; the initial maturity of any note may be extended at a holder's option to the 6th day of the calendar month which is three months after the initial maturity date or any later date to which the maturity date of those notes have previously been extended, but in no event past the final maturity date of June 6, 2011. | LIBOR Telerate reset quarterly plus an applicable spread respective to the indicated interest period as follows: from 6/8/06 to, but excluding, 6/6/07, plus .02%; from 6/6/07 to, but excluding, 6/6/08, plus .03%; from 6/6/08 to, but excluding, 6/6/09, plus .03%; from 6/6/09 to, but excluding, 6/6/10, plus .04%; from 6/6/10, to but excluding, 6/6/11, plus .04%. |
|---|---|---|---|
| June 27, 2006 | $ 1,000,000,000 | June 26, 2009 | LIBOR Telerate reset monthly + 0.05% |
| June 27, 2006 | $ 1,500,000,000 | June 26, 2009 | LIBOR Telerate reset quarterly + 0.05% |
| June 27, 2006 | $ 250,000,000 | June 25, 2010 | LIBOR Telerate reset quarterly + 0.08% |
| September 6, 2006 | $ 130,000,000 | March 6, 2008 | LIBOR Telerate reset quarterly -0.05% |
| September 6, 2006 | $ 50,000,000 | September 5, 2008 | LIBOR Telerate reset quarterly -0.05% |
| September 6, 2006 | $ 50,000,000 | March 6, 2009 | LIBOR Telerate reset quarterly -0.05% |
| September 6, 2006 | $ 50,000,000 | September 4, 2009 | LIBOR Telerate reset quarterly -0.05% |
| November 1, 2006 | $ 300,000,000 | November 1, 2012 | LIBOR Telerate reset quarterly +0.15% |
| November 16, 2006 | $ 39,000,000 | November 27, 2046. Holders can put back some or all of the notes on the following Interest Payment Dates at the following percentages of principal amount: 11/27/16, 2/27/17, 5/27/17, 8/27/17: 99.0%; 11/27/17, 2/27/18, 5/27/18, 8/27/18: 99.25%; 11/27/18, 2/27/19, 5/27/19, 8/27/19: 99.50%; 11/27/19, 2/27/20, 5/27/20, 8/27/20: 99.75%; thereafter at Par. | LIBOR Telerate reset quarterly + 0.02%. Redeemable on the following dates at the following percentages of principal amount: 11/27/36: 105.00%; 11/27/37: 104.50%; 11/27/38: 104.00%; 11/27/39: 103.50%; 11/27/40: 103.00%; 11/27/41: 102.50%; 11/27/42: 102.00%; 11/27/43: 101.50%; 11/27/44: 101.00%; 11/27/45: 100.50%; 11/27/46: 100.00%. |
|---|---|---|---|
| December 7, 2006 | $ 150,000,000 | June 25, 2010 | LIBOR Telerate reset quarterly + 0.08% |
| December 21, 2006 | $ 800,000,000 | December 21, 2011 | LIBOR Telerate reset quarterly +12.5% |
| December 22, 2006 | $ 23,041,000 | November 27, 2046. Holders can put back some or all of the notes on the following Interest Payment Dates at the following percentages of principal amount: 11/27/16, 2/27/17, 5/27/17, 8/27/17: 99.0%; 11/27/17, 2/27/18, 5/27/18, 8/27/18: 99.25%; 11/27/18, 2/27/19, 5/27/19, 8/27/19: 99.50%; 11/27/19, 2/27/20, 5/27/20, 8/27/20: 99.75%; thereafter at Par. | LIBOR Telerate reset quarterly + 0.02% plus accrued interest from November 16, 2006. Redeemable on the following dates at the following percentages of principal amount: 11/27/36: 105.00%; 11/27/37: 104.50%; 11/27/38: 104.00%; 11/27/39: 103.50%; 11/27/40: 103.00%; 11/27/41: 102.50%; 11/27/42: 102.00%; 11/27/43: 101.50%; 11/27/44: 101.00%; 11/27/45: 100.50%; 11/27/46: 100.00%. |
| January 30, 2007 | $ 500,000,000 | January 15, 2014 | 5.375% |
ADDITIONAL COMPANY SUBORDINATED SECURITIES The following is added to the section of the Prospectus entitled "Company Debt Securities - Company Subordinated Securities" following the summary terms of the 4.875% Subordinated Notes Due 2014 to reflect the issuance of the Company Subordinated Securities described below following the date of the prospectus:
4.891% Fixed Rate/Floating Rate Subordinated Notes due 2015
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: Interest rate: Redemption provisions: $550,000,000 September 1, 2015 March 1 and September 1 until September 1, 2010 and on the last day of each month thereafter beginning September 30, 2010. February 15 and August 15 for the Fixed Rate Period (as defined below) and the 15 th day of each month for the Floating Rate Period (as defined below). August 24, 2005 4.891% from August 24, 2005 to but excluding September 1, 2010 (the "Fixed Rate Period"). From and after September 1, 2010 (the "Floating Rate Period"), LIBOR Telerate reset monthly plus 1.29%. Redeemable September 1, 2010 and on the last day of each month thereafter beginning September 30, 2010.
5.15% Subordinated Notes due 2015
Initial principal amount of series (subject to increase): Maturity date: Interest payment dates: Record dates: Issuance date: $1,250,000,000 October 1, 2015 April 1 and October 1 March 15 and September 15 October 4, 2005
The following is added to the section of the Prospectus entitled "Company Debt Securities - Company Subordinated Securities" following the summary terms of the Company's outstanding JPMorgan Chase Subordinated Notes, Series B to reflect the issuance, following the date of the Prospectus, of the Company Subordinated Securities described below:
JPMorgan Chase Subordinated Notes, Series B
We have issued $295,835,000 aggregate principal amount of our JPMorgan Chase Subordinated Notes, Series B (the "Series B Notes") since the date of the Prospectus. In the table below we specify the following terms of those Series B Notes: o Issuance date; o Principal amount; o Maturity date; and o Interest rate and redemption terms, if any. The interest rate bases or formulas applicable to Series B Notes that bear interest at floating rates are indicated in the table below. The Series B Notes are not subject to a sinking fund and are not redeemable unless a redemption date is indicated below. Unless otherwise indicated below, Series B Notes that are redeemable are redeemable at 100% of their principal amount, plus accrued and unpaid interest, if any, to the redemption date.
| Issuance Date | Principal Amount | Maturity Date | Interest Rate/ Redemption Terms |
|---|---|---|---|
| February 2, 2005 | $ 2,358,000 | February 15, 2030 | 5.40%; redeemable beginning February 15, 2010, and on the 15 th of each month thereafter. |
| February 3, 2005 | $ 10,000,000 | February 15, 2030 | 5.45%; redeemable beginning February 15, 2010, and on the 15 th of each month thereafter. |
| February 9, 2005 | $ 401,000 | February 15, 2020 | 5.10%; redeemable beginning February 15, 2008, and on the 15 th of each month thereafter. |
| February 16, 2005 | $ 1,145,000 | February 15, 2025 | 5.25%; redeemable beginning February 15, 2009, and on the 15 th of each month thereafter. |
| February 24, 2005 | $ 2,985,000 | March 15, 2018 | 5.00%; redeemable beginning March 15, 2007, and on the 15 th of each month thereafter. |
| February 24, 2005 | $ 2,674,000 | March 15, 2030 | 5.45%; redeemable beginning March 15, 2010, and on the 15 th of each month thereafter. |
| March 2, 2005 | $ 1,070,000 | March 15, 2019 | 5.25%; redeemable beginning March 15, 2007, and on the 15 th of each month thereafter. |
| March 2, 2005 | $ 3,497,000 | March 15, 2030 | 5.55%; redeemable beginning March 15, 2010, and on the 15 th of each month thereafter. |
| March 9, 2005 | $ 110,000 | March 15, 2025 | 5.45%; redeemable beginning March 15, 2008, and on the 15 th of each month thereafter. |
| March 9, 2005 | $ 2,027,000 | March 15, 2030 | 5.55%; redeemable beginning March 15, 2010, and on the 15 th of each month thereafter. |
| March 16, 2005 | $ 230,000 | March 15, 2018 | 5.25%; redeemable beginning March 15, 2007, and on the 15 th of each month thereafter. |
| March 16, 2005 | $ 3,540,000 | March 15, 2030 | 5.55%; redeemable beginning March 15, 2010, and on the 15 th of each month thereafter. |
| March 23, 2005 | $ 2,122,000 | April 15, 2018 | 5.45%; redeemable beginning October 15, 2007, and on the 15 th of each month thereafter. |
| March 23, 2005 | $ 11,299,000 | April 15, 2030 | 5.75%; redeemable beginning April 15, 2010, and on the 15 th of each month thereafter. |
| March 30, 2005 | $ 1,196,000 | April 15, 2018 | 5.45%; redeemable beginning October 15, 2007, and on the 15 th of each month thereafter |
| March 30, 2005 | $ 1,260,000 | April 15, 2030 | 5.75%; redeemable beginning April 15, 2010, and on the 15th of each month thereafter |
| April 29, 2005 | $ 10,000,000 | May 15, 2025 | 5.50%; redeemable beginning May 15, 2009 and on each quarterly interest payment date thereafter |
| May 4, 2005 | $ 270,000 | May 15, 2017 | 5.10%; redeemable beginning November 15, 2007, and on the 15th of each month thereafter |
| May 4, 2005 | $ 60,000 | May 15, 2030 | 5.50%; redeemable beginning May 15, 2010, and on the 15th of each month thereafter |
| May 11, 2005 | $ 2,049,000 | May 15, 2018 | 5.25%; redeemable beginning November 15, 2007, and on the 15th of each month thereafter |
| May 18, 2005 | $ 3,628,000 | May 15, 2018 | 5.30%; redeemable beginning November 15, 2007, and on the 15th of each month thereafter |
| May 25, 2005 | $ 2,238,000 | June 15, 2018 | 5.15%; redeemable beginning December 15, 2007, and on the 15 th of each month thereafter |
| June 1, 2005 | $ 1,151,000 | June 15, 2018 | 5.15%; redeemable beginning December 15, 2007, and on the 15 th of each month thereafter |
| June 8, 2005 | $ 2,496,000 | June 15, 2020 | 5.15%; redeemable beginning June 15, 2008, and on the 15th of each month thereafter |
| June 15, 2005 | $ 3,973,000 | July 15, 2020 | 5.10%; redeemable beginning July 15, 2008, and on the 15th of each month thereafter |
| August 3, 2005 | $ 394,000 | August 15, 2025 | 5.35%; redeemable beginning August 15, 2009, and on the 15 th of each month thereafter |
| August 10, 2005 | $ 1,070,000 | August 15, 2017 | 5.30%; redeemable beginning February 15, 2008, and on each quarterly interest payment date thereafter |
| August 17, 2005 | $ 830,000 | August 15, 2017 | 5.35%, redeemable beginning February 15, 2008, and on the 15 th of each month thereafter |
| August 31, 2005 | $ 1,310,000 | September 15, 2018 | 5.30%, redeemable beginning March 15, 2008, and on each semi-annual interest payment date thereafter |
| September 7, 2005 | $ 1,100,000 | September 15, 2018 | 5.25%, redeemable beginning March 15, 2008, and on each semi-annual interest payment date thereafter |
| September 21, 2005 | $ 1,046,000 | October 15, 2025 | 5.30%, redeemable beginning October 15, 2009, and on the 15 th of each month thereafter. |
| November 2, 2005 | $ 274,000 | November 15, 2025 | 5.60%, redeemable beginning November 15, 2009, and on the 15 th of each month thereafter |
| November 9, 2005 | $ 208,000 | November 15, 2030 | 5.90%; redeemable beginning November 15, 2010, and on each semi-annual interest payment date thereafter |
| November 23, 2005 | $ 15,256,000 | December 15, 2030 | 6.00%; redeemable beginning December 15, 2010, and on each semi-annual interest payment date thereafter |
| August 18, 2006 | $ 15,000,000 | August 15, 2036 | 6.20%, redeemable beginning August 15, 2011, and on the 15 th of each month thereafter |
| August 25, 2006 | $ 20,000,000 | September 15, 2036 | 6.10%, redeemable beginning September 15, 2011, and on the 15 th of each month thereafter |
| September 13, 2006 | $ 20,000,000 | September 15, 2036 | 6.10%, redeemable beginning September 15, 2011, and on any good business day thereafter |
| September 13, 2006 | $ 31,000 | September 15, 2019 | 5.80%, redeemable beginning March 15, 2009, and on any good business day thereafter |
| September 20, 2006 | $ 6,385,000 | September 15, 2026 | 6.00%, redeemable beginning September 15, 2010, and on any good business day thereafter |
| September 27, 2006 | $ 25,596,000 | October 15, 2036 | 6.10%, redeemable beginning October 15, 2011, and on any good business day thereafter |
| October 27, 2006 | $ 10,000,000 | November 15, 2036 | 6.05%, redeemable beginning November 15, 2011, and on any good business day thereafter |
| November 8, 2006 | $ 10,000,000 | November 15, 2036 | 6.00%, redeemable beginning November 15, 2011, and on any good business day thereafter |
| November 15, 2006 | $ 15,000,000 | November 15, 2036 | 6.00%, redeemable beginning November 15, 2011, and on any good business day thereafter |
| November 16, 2006 | $ 10,000,000 | November 15, 2036 | 6.00%, redeemable beginning November 15, 2011, and on any good business day thereafter |
| November 24, 2006 | $ 15,000,000 | December 15, 2036 | 6.00%, redeemable beginning December 15, 2011, and on any good business day thereafter |
| December 13, 2006 | $ 635,000 | December 15, 2021 | 5.50%, redeemable beginning December 15, 2009, and on any good business day thereafter |
| December 13, 2006 | $ 6,193,000 | December 15, 2036 | 5.75%, redeemable beginning December 15, 2011, and on any good business day thereafter |
| December 20, 2006 | $ 5,000,000 | December 15, 2036 | 5.80%, redeemable beginning December 15, 2011, and on any good business day thereafter |
| December 20, 2006 | $ 1,188,000 | December 15, 2021 | 5.60%, redeemable beginning December 15, 2009, and on any good business day thereafter |
| December 27, 2006 | $ 1,500,000 | January 15, 2037 | 5.80%, redeemable beginning January 15, 2012, and on any good business day thereafter |
| December 27, 2006 | $ 495,000 | January 15, 2022 | 5.60%, redeemable beginning January 15, 2010, and on any good business day thereafter |
| January 26, 2007 | $ 30,000,000 | February 15, 2037 | 6.00%, redeemable beginning February 15, 2012, and on any good business day thereafter |
| January 31, 2007 | $ 672,000 | February 15, 2022 | 5.75%, redeemable beginning February 15, 2010, and on any good business day thereafter |
| February 7, 2007 | $ 5,000,000 | February 15, 2037 | 6.00%, redeemable beginning February 15, 2012, and on any good business day thereafter |
| February 7, 2007 | $ 589,000 | February 15, 2022 | 5.90%, redeemable beginning February 15, 2010, and on any good business day thereafter |
| February 14, 2007 | $ 2,300,000 | February 15, 2022 | 5.80%,redeemable beginning February 15, 2010, and on any good business day thereafter |
| February 14, 2007 | $ 1,984,000 | February 15, 2037 | 5.95%, redeemable beginning February 15, 2012, and on any good business day thereafter |